4//SEC Filing
Harte Francis Michael 4
Accession 0001144204-13-005890
CIK 0001419178other
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 5:51 PM ET
Size
5.7 KB
Accession
0001144204-13-005890
Insider Transaction Report
Form 4
Harte Francis Michael
Chief Financial Officer
Transactions
- Award
Class A common stock
2013-02-01+60,508→ 299,373 total
Footnotes (2)
- [F1]Represents restricted stock units, each of which represents the right to receive one share of Class A common stock of Artio Global Investors Inc. (the "Issuer") upon the lapse of restrictions. These restrictions will lapse as to 1/3rd of the total award on each of the first three anniversaries of the date of grant (February 1, 2013), provided that Mr. Harte continues to be employed by the Issuer through the relevant lapse date.
- [F2]Includes (a) restricted stock units ("RSUs"), each of which represents the right to receive one share of Class A common stock of the Issuer upon the lapse of restrictions and (b) dividend equivalents related to RSUs, each of which represents the right to receive one share of Class A common stock of the Issuer upon the lapse of restrictions. The dividend equivalents were issued in the form of additional RSUs and are subject to the same vesting provisions as the underlying RSUs.
Documents
Issuer
Artio Global Investors Inc.
CIK 0001419178
Entity typeother
Related Parties
1- filerCIK 0001353134
Filing Metadata
- Form type
- 4
- Filed
- Feb 3, 7:00 PM ET
- Accepted
- Feb 4, 5:51 PM ET
- Size
- 5.7 KB