4//SEC Filing
Waye Thom 4
Accession 0001144204-13-007609
CIK 0001505611other
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 12:41 PM ET
Size
5.9 KB
Accession
0001144204-13-007609
Insider Transaction Report
Form 4
Waye Thom
10% Owner
Transactions
- Other
Common Stock, par value $.001 per share
2013-02-08$0.80/sh−790,353$632,282→ 145,700 total(indirect: See Footnotes)
Footnotes (3)
- [F1]Private sale of (i) 765,353 shares of common stock by Sigma Opportunity Fund II, LLC ("Sigma Fund") and (ii) 25,000 shares of common stock by Sigma Capital Advisor, LLC ("Sigma Advisors") to third party accredited investors.
- [F2]This Form 4 is filed jointly by Sigma Fund, Sigma Advisors, Sigma Capital Partners, LLC ("Sigma Partners") and Thom Waye.
- [F3]Of these securities, (i) 40,000 shares are owned directly by Sigma Advisors and (ii) 105,700 shares are owned directly by Sigma Fund. Mr. Waye, Sigma Partners and Sigma Advisors may be deemed to indirectly beneficially own the securities not directly owned by virtue of Mr. Waye being the sole member of Sigma Partners, which is the sole member of Sigma Advisors, the managing member of Sigma Fund for which Mr. Waye is the manager. Each of the reporting persons disclaims beneficial ownership of the securities not directly owned by them except to the extent of their pecuniary interest therein.
Documents
Issuer
DecisionPoint Systems, Inc.
CIK 0001505611
Entity typeother
Related Parties
1- filerCIK 0001327217
Filing Metadata
- Form type
- 4
- Filed
- Feb 11, 7:00 PM ET
- Accepted
- Feb 12, 12:41 PM ET
- Size
- 5.9 KB