Home/Filings/4/0001144204-13-008634
4//SEC Filing

MACNEIL GLENN GARRY 4

Accession 0001144204-13-008634

CIK 0001537834other

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 10:36 AM ET

Size

32.1 KB

Accession

0001144204-13-008634

Insider Transaction Report

Form 4
Period: 2012-10-22
MACNEIL GLENN GARRY
DirectorCFO, COO and Director
Transactions
  • Sale

    Common Stock

    2012-10-22$0.16/sh880,556$140,88923,995,105 total
  • Purchase

    Common Stock

    2012-11-28$1.60/sh+154,753$247,6052,554,264 total
  • Purchase

    Common Stock

    2012-11-28$2.50/sh+5,958$14,8952,560,222 total
  • Purchase

    Common Stock

    2012-11-30$2.50/sh+96,800$242,0002,657,022 total
  • Gift

    Common Stock

    2012-12-11+207,5112,657,022 total(indirect: By Spouse)
  • Gift

    Common Stock

    2012-12-1150,0002,607,022 total(indirect: Daughter)
  • Purchase

    Common Stock

    2012-12-14$2.50/sh+25,000$62,5002,632,022 total
  • Purchase

    Common Stock

    2012-12-14$2.50/sh+50,000$125,0002,682,022 total
  • Gift

    Common Stock

    2012-12-14+25,0002,682,022 total(indirect: By Spouse)
  • Gift

    Common Stock

    2012-12-1450,0002,632,022 total(indirect: Daughter)
  • Gift

    Common Stock

    2012-12-31200,0002,432,022 total(indirect: Daughter)
  • Gift

    Common Stock

    2012-12-3120,0002,412,022 total(indirect: Mother)
  • Purchase

    Common Stock

    2013-01-08$2.50/sh+500$1,2502,412,522 total
  • Purchase

    Common Stock

    2013-01-04$2.50/sh+100$2502,412,622 total(indirect: By Spouse)
  • Purchase

    Common Stock

    2013-02-13$1.25/sh+1,300$1,6252,413,922 total(indirect: By Spouse)
  • Purchase

    Warrant

    2012-10-22$0.16/sh+880,556$140,8891,547,515 total
    Exercise: $0.16From: 2012-10-22Exp: 2012-10-22Warrant (880,556 underlying)
  • Purchase

    Warrant

    2012-11-28$1.60/sh+154,753$247,6050 total
    Exercise: $1.60From: 2012-11-28Exp: 2012-12-31Warrant (154,753 underlying)
Footnotes (2)
  • [F1]Effective October 23, 2012, the Company filed a Certificate of Amendment to effect a reverse stock split of the Company's outstanding Common Stock at an exchange ratio of 1-for-10, at which time every ten (10) shares of issued and outstanding Common Stock was automatically combined into one (1) issued and outstanding shares of Common Stock, without any change to the par value per share. The Company did not issue any fractional shares in connection with the reverse stock split but the number of shares were rounded up to the next whole number.
  • [F2]The warrants were exercised and then transferred to a third party.

Issuer

RICHFIELD OIL & GAS Co

CIK 0001537834

Entity typeother

Related Parties

1
  • filerCIK 0001544490

Filing Metadata

Form type
4
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 10:36 AM ET
Size
32.1 KB