MACNEIL GLENN GARRY 4
4 · RICHFIELD OIL & GAS Co · Filed Feb 14, 2013
Insider Transaction Report
Form 4
MACNEIL GLENN GARRY
DirectorCFO, COO and Director
Transactions
- Sale
Common Stock
2012-10-22$0.16/sh−880,556$140,889→ 23,995,105 total - Purchase
Common Stock
2012-11-28$1.60/sh+154,753$247,605→ 2,554,264 total - Purchase
Common Stock
2012-11-28$2.50/sh+5,958$14,895→ 2,560,222 total - Purchase
Common Stock
2012-11-30$2.50/sh+96,800$242,000→ 2,657,022 total - Gift
Common Stock
2012-12-11+207,511→ 2,657,022 total(indirect: By Spouse) - Gift
Common Stock
2012-12-11−50,000→ 2,607,022 total(indirect: Daughter) - Purchase
Common Stock
2012-12-14$2.50/sh+25,000$62,500→ 2,632,022 total - Purchase
Common Stock
2012-12-14$2.50/sh+50,000$125,000→ 2,682,022 total - Gift
Common Stock
2012-12-14+25,000→ 2,682,022 total(indirect: By Spouse) - Gift
Common Stock
2012-12-14−50,000→ 2,632,022 total(indirect: Daughter) - Gift
Common Stock
2012-12-31−200,000→ 2,432,022 total(indirect: Daughter) - Gift
Common Stock
2012-12-31−20,000→ 2,412,022 total(indirect: Mother) - Purchase
Common Stock
2013-01-08$2.50/sh+500$1,250→ 2,412,522 total - Purchase
Common Stock
2013-01-04$2.50/sh+100$250→ 2,412,622 total(indirect: By Spouse) - Purchase
Common Stock
2013-02-13$1.25/sh+1,300$1,625→ 2,413,922 total(indirect: By Spouse) - Purchase
Warrant
2012-10-22$0.16/sh+880,556$140,889→ 1,547,515 totalExercise: $0.16From: 2012-10-22Exp: 2012-10-22→ Warrant (880,556 underlying) - Purchase
Warrant
2012-11-28$1.60/sh+154,753$247,605→ 0 totalExercise: $1.60From: 2012-11-28Exp: 2012-12-31→ Warrant (154,753 underlying)
Footnotes (2)
- [F1]Effective October 23, 2012, the Company filed a Certificate of Amendment to effect a reverse stock split of the Company's outstanding Common Stock at an exchange ratio of 1-for-10, at which time every ten (10) shares of issued and outstanding Common Stock was automatically combined into one (1) issued and outstanding shares of Common Stock, without any change to the par value per share. The Company did not issue any fractional shares in connection with the reverse stock split but the number of shares were rounded up to the next whole number.
- [F2]The warrants were exercised and then transferred to a third party.