Niv Dror 5

5 · FXCM Inc. · Filed Feb 14, 2013

Form 5

Period: 2012-12-31

DirectorSee remarks

Transactions

Gift
Units of FXCM Holdings LLC
2012-10-01−10,000→ 7,249,130 total
→ Class A Common Stock (10,000 underlying)
Gift
Units of FXCM Holdings LLC
2012-10-01−10,000→ 7,239,130 total
→ Class A Common Stock (10,000 underlying)
Gift
Units of FXCM Holdings LLC
2012-10-01−250,000→ 6,989,130 total
→ Class A Common Stock (250,000 underlying)
Gift
Units of FXCM Holdings LLC
2012-10-01+250,000→ 250,000 total(indirect: By Trust)
→ Class A Common Stock (250,000 underlying)

Holdings

Units of FXCM Holdings LLC
(indirect: By Trust)
→ Class A Common Stock (817,885 underlying)
817,885
Units of FXCM Holdings LLC
(indirect: By Trust)
→ Class A Common Stock (817,885 underlying)
817,885

Footnotes (4)

[F1]Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
[F2]Reflects the receipt of annuity payments from grantor retained annuity trusts of an aggregate of 407,088 units of FXCM Holdings LLC.
[F3]Units of FXCM Holdings LLC are held by a trust, over which the Reporting Person exercises investment control. Mr. Niv disclaims beneficial ownership over the securities held by this trust except to the extent of his pecuniary interest therein.
[F4]Reflects annuity payments of 203,544 from each of the grantor retained annuity trusts to the Reporting Person.

Documents

1 file