5//SEC Filing
Niv Dror 5
Accession 0001144204-13-008798
CIK 0001499912other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 12:41 PM ET
Size
15.5 KB
Accession
0001144204-13-008798
Insider Transaction Report
Form 5
FXCM Inc.FXCM
Niv Dror
DirectorSee remarks
Transactions
- Gift
Units of FXCM Holdings LLC
2012-10-01−10,000→ 7,249,130 total→ Class A Common Stock (10,000 underlying) - Gift
Units of FXCM Holdings LLC
2012-10-01−10,000→ 7,239,130 total→ Class A Common Stock (10,000 underlying) - Gift
Units of FXCM Holdings LLC
2012-10-01−250,000→ 6,989,130 total→ Class A Common Stock (250,000 underlying) - Gift
Units of FXCM Holdings LLC
2012-10-01+250,000→ 250,000 total(indirect: By Trust)→ Class A Common Stock (250,000 underlying)
Holdings
- 817,885(indirect: By Trust)
Units of FXCM Holdings LLC
→ Class A Common Stock (817,885 underlying) - 817,885(indirect: By Trust)
Units of FXCM Holdings LLC
→ Class A Common Stock (817,885 underlying)
Footnotes (4)
- [F1]Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
- [F2]Reflects the receipt of annuity payments from grantor retained annuity trusts of an aggregate of 407,088 units of FXCM Holdings LLC.
- [F3]Units of FXCM Holdings LLC are held by a trust, over which the Reporting Person exercises investment control. Mr. Niv disclaims beneficial ownership over the securities held by this trust except to the extent of his pecuniary interest therein.
- [F4]Reflects annuity payments of 203,544 from each of the grantor retained annuity trusts to the Reporting Person.
Documents
Issuer
FXCM Inc.
CIK 0001499912
Entity typeother
Related Parties
1- filerCIK 0001504927
Filing Metadata
- Form type
- 5
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 12:41 PM ET
- Size
- 15.5 KB