HEWITT DOUGLAS CARLTON SR 4
4 · RICHFIELD OIL & GAS Co · Filed Feb 14, 2013
Insider Transaction Report
Form 4
HEWITT DOUGLAS CARLTON SR
Directorsee remarks10% Owner
Transactions
- Gift
Common Stock
2012-08-17+8,000→ 92,728,616 total - Gift
Common Stock
2012-11-16−35,180→ 9,237,684 total(indirect: Family) - Sale
Common Stock
2012-11-29$2.50/sh−29,000$72,500→ 9,208,684 total(indirect: MHPBT)
Footnotes (2)
- [F1]Effective October 23, 2012, the Company filed a Certificate of Amendment to effect a reverse stock split of the Company's outstanding Common Stock at an exchange ratio of 1-for-10, at which time every ten (10) shares of issued and outstanding Common Stock was automatically combined into one (1) issued and outstanding shares of Common Stock, without any change to the par value per share. The Company did not issue any fractional shares in connection with the reverse stock split but the number of shares were rounded up to the next whole number.
- [F2]These 29,000 shares reported on this Form 4 were held by the Mountain Home Petroleum Business Trust of which Mr. Hewitt was deemed a beneficial owner at the time of this transaction.