MDC PARTNERS INC·4

Feb 19, 8:44 PM ET

PUSTIL STEPHEN 4

4 · MDC PARTNERS INC · Filed Feb 19, 2013

Insider Transaction Report

Form 4
Period: 2013-02-14
PUSTIL STEPHEN
DirectorVice Chairman
Transactions
  • Award

    Restricted Stock Units (Class A Shares)

    2013-02-14+7,369235,319 total
Holdings
  • Extraordinary Equity Value Appre. Restricted Stock Awards

    Exp: 2013-12-31Restricted Stock Units (45,000 underlying)
    45,000
  • Class A Shares

    227,950
  • Stock Options

    Exercise: $9.19From: 2002-04-29Exp: 2012-04-29Class A Shares (1,905 underlying)
    1,905
  • Stock Appreciation Rights

    Exercise: $3.72From: 2010-02-12Exp: 2014-02-12Class A Shares (129,310 underlying)
    129,310
Footnotes (5)
  • [F1]Includes unvested Restricted Stock Units (Class A Shares) of the Issuer.
  • [F2]All 7,369 Restricted Stock Units (Class A Shares) of the Issuer awarded on February 14, 2013 will vest on the third anniversary of issuance, subject to accelerated vesting in 2014 and/or 2015 if the Issuer achieves specified financial performance targets in 2013 and 2014, subject to the Reporting Person's continued employment.
  • [F3]Canadian dollars.
  • [F4]A total of 129,310 Stock Appreciation Rights ("SARs") were granted February 12, 2009, all of which are vested as of January 20, 2012, and all such SARs expire on February 12, 2014. These SARs may be settled in cash or stock, at the discretion of the Issuer.
  • [F5]Extraordinary Equity Value Appreciation Restricted Stock Awards ("EVARs") under the Issuer's EVARs program (previously disclosed by the Issuer on Form 8-K dated January 26, 2011) represent the right to receive Restricted Stock Units on a one-to-one basis upon the Issuer's achievement of stock price targets equal to $20.00 (15,000 EVARs), $22.75 (15,000 EVARs) and $26.25 (15,000 EVARs), as described in greater detail in the EVAR Letter Agreement.

Documents

1 file
  • 4
    v335617_4.xmlPrimary

    OWNERSHIP DOCUMENT