|4Feb 20, 9:23 PM ET

ORTWEIN THOMAS A JR 4

4 · Full Circle Capital Corp · Filed Feb 20, 2013

Insider Transaction Report

Form 4
Period: 2013-02-15
Transactions
  • Sale

    Common Stock

    2013-02-15$7.90/sh15,767$124,559336,864 total(indirect: See footnote)
  • Sale

    Common Stock

    2013-02-19$7.84/sh15,304$119,983321,560 total(indirect: See footnote)
  • Other

    Common Stock

    2013-02-1912,123309,437 total(indirect: See footnote)
  • Sale

    Common Stock

    2013-02-20$7.87/sh9,500$74,765299,937 total(indirect: See footnote)
Footnotes (5)
  • [F1]The reporting person is the Managing Member of the General Partner of Highbrace Partners, LP, an investor in Full Circle Capital Corporation.
  • [F2]Distributed directly to limited partners of Highbrace Partners, LP.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.90 to $7.92, inclusive. The reporting person undertakes to provide to Full Circle Capital Corporation, any security holder of Full Circle Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.80 to $7.92, inclusive. The reporting person undertakes to provide to Full Circle Capital Corporation, any security holder of Full Circle Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote
  • [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.85 to $7.89, inclusive. The reporting person undertakes to provide to Full Circle Capital Corporation, any security holder of Full Circle Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote

Documents

1 file
  • 4
    v335826_4.xmlPrimary

    OWNERSHIP DOCUMENT