4//SEC Filing
ORTWEIN THOMAS A JR 4
Accession 0001144204-13-010347
CIK 0001490013other
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 9:23 PM ET
Size
11.5 KB
Accession
0001144204-13-010347
Insider Transaction Report
Form 4
ORTWEIN THOMAS A JR
Director
Transactions
- Sale
Common Stock
2013-02-15$7.90/sh−15,767$124,559→ 336,864 total(indirect: See footnote) - Sale
Common Stock
2013-02-19$7.84/sh−15,304$119,983→ 321,560 total(indirect: See footnote) - Other
Common Stock
2013-02-19−12,123→ 309,437 total(indirect: See footnote) - Sale
Common Stock
2013-02-20$7.87/sh−9,500$74,765→ 299,937 total(indirect: See footnote)
Footnotes (5)
- [F1]The reporting person is the Managing Member of the General Partner of Highbrace Partners, LP, an investor in Full Circle Capital Corporation.
- [F2]Distributed directly to limited partners of Highbrace Partners, LP.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.90 to $7.92, inclusive. The reporting person undertakes to provide to Full Circle Capital Corporation, any security holder of Full Circle Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.80 to $7.92, inclusive. The reporting person undertakes to provide to Full Circle Capital Corporation, any security holder of Full Circle Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.85 to $7.89, inclusive. The reporting person undertakes to provide to Full Circle Capital Corporation, any security holder of Full Circle Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote
Documents
Issuer
Full Circle Capital Corp
CIK 0001490013
Entity typeother
Related Parties
1- filerCIK 0001499752
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 9:23 PM ET
- Size
- 11.5 KB