4//SEC Filing
KINDERHOOK GP LLC 4
Accession 0001144204-13-010731
CIK 0000017485other
Filed
Feb 21, 7:00 PM ET
Accepted
Feb 22, 4:17 PM ET
Size
11.9 KB
Accession
0001144204-13-010731
Insider Transaction Report
Form 4
KINDERHOOK PARTNERS, LP
10% Owner
Transactions
- Award
Warrant (right to buy)
2013-02-14+45,000→ 95,000 total(indirect: See Footnotes)Exercise: $0.97Exp: 2018-02-14→ Common Stock (45,000 underlying)
KINDERHOOK GP LLC
10% Owner
Transactions
- Award
Warrant (right to buy)
2013-02-14+45,000→ 95,000 total(indirect: See Footnotes)Exercise: $0.97Exp: 2018-02-14→ Common Stock (45,000 underlying)
CLEARMAN STEPHEN J
10% Owner
Transactions
- Award
Warrant (right to buy)
2013-02-14+45,000→ 95,000 total(indirect: See Footnotes)Exercise: $0.97Exp: 2018-02-14→ Common Stock (45,000 underlying)
Shah Tushar
10% Owner
Transactions
- Award
Warrant (right to buy)
2013-02-14+45,000→ 95,000 total(indirect: See Footnotes)Exercise: $0.97Exp: 2018-02-14→ Common Stock (45,000 underlying)
Footnotes (2)
- [F1]In connection with Kinderhook LP's (the "Partnership") continuation of service of Mr. Morgan Duke, an associate of the Partnership, on the Board of Directors of the Issuer, Kinderhook Partners, LLC ("Kinderhook Capital"), an affiliate of the Partnership, received a warrant to purchase 45,000 shares of the Issuer's Common Stock at $0.97 per share, vesting semi-annually over one and one-half years beginning on February 14, 2013.
- [F2]Mr. Tushar Shah and Mr. Stephen J. Clearman are the co-managing members of the Kinderhook GP, LLC (the "General Partner") responsible for making investment decisions with respect to the Partnership and, as a result, Mr. Shah and Mr. Clearman may be deemed to control such entities. In addition, Mr. Shah and Mr. Clearman are responsible for making investment decisions with respect to Kinderhook Capital. Accordingly, Mr. Shah and Mr. Clearman may be deemed to have a beneficial interest in the shares of Common Stock by virtue of their indirect control of the Partnership's, the General Partner's and Kinderhook Capital's power to vote and/or dispose of the shares of Common Stock. Mr. Shah and Mr. Clearman disclaim beneficial ownership of the shares of Common Stock except to the extent of his respective pecuniary interest, if any, therein.
Documents
Issuer
LIBERATOR MEDICAL HOLDINGS, INC.
CIK 0000017485
Entity typeother
Related Parties
1- filerCIK 0001266402
Filing Metadata
- Form type
- 4
- Filed
- Feb 21, 7:00 PM ET
- Accepted
- Feb 22, 4:17 PM ET
- Size
- 11.9 KB