4//SEC Filing
Lukas Daniel C 4
Accession 0001144204-13-013486
CIK 0001216596other
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 11:33 AM ET
Size
6.0 KB
Accession
0001144204-13-013486
Insider Transaction Report
Form 4
NORTEK INCNTK
Lukas Daniel C
Director
Transactions
- Award
Common
2013-03-05+834→ 3,798 total
Footnotes (2)
- [F1]Unvested restricted stock awarded under the 2009 Omnibus Incentive Plan for which the Reporting Person has dividend and voting rights. Any dividends held by the Company are forfeitable. Restricted stock grant vests in one-third installments. One third vests on each anniversary date of the grant beginning on March 5, 2014.
- [F2]These securities are held by the Reporting Person for the benefit of Ares Management LLC ("Ares"), a private investment management firm and Ares Corporate Opportunities Fund II, L.P. (ACOF II) and Ares Corporate Opportunities Fund III, L.P. ("ACOF III" and together with ACOF II, the "ACOF Funds"), which are indirectly controlled by Ares. The Reporting Person is associated with Ares and the ACOF Funds. Pursuant to the policies of Ares and the ACOF Funds, the Reporting Person holds these securities as a nominee on behalf, and for the sole benefit, of Ares and has assigned all economic, pecuniary and voting rights in respect of these securities to Ares. The amounts reported in this Form 4 do not include any securities of the Issuer held by the ACOF Funds. The Reporting Person disclaims beneficial ownership of such securities of the Issuer owned by the ACOF Funds and such securities of the Issuer issued to the Reporting Person, except to the extent of any pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of or has any pecuniary interest in any such securities for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose.
Documents
Issuer
NORTEK INC
CIK 0001216596
Entity typeother
Related Parties
1- filerCIK 0001359705
Filing Metadata
- Form type
- 4
- Filed
- Mar 6, 7:00 PM ET
- Accepted
- Mar 7, 11:33 AM ET
- Size
- 6.0 KB