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4//SEC Filing

NORTEK INC 4

Accession 0001144204-13-013630

CIK 0001216596operating

Filed

Mar 6, 7:00 PM ET

Accepted

Mar 7, 4:26 PM ET

Size

8.8 KB

Accession

0001144204-13-013630

Insider Transaction Report

Form 4
Period: 2013-03-05
COONEY EDWARD J
Sr. VP and Treasurer
Transactions
  • Award

    Common

    2013-03-05+1,17257,943 total
  • Award

    Common

    2013-03-05+2,34560,288 total
  • Award

    Employee Stock Option (right to buy)

    2013-03-05+4,0034,003 total
    Exercise: $71.94Exp: 2023-03-05Common (4,003 underlying)
Footnotes (3)
  • [F1]Unvested restricted stock awarded under the 2009 Omnibus Incentive Plan for which the Reporting Person has dividend and voting rights. Any dividends held by the Company are forfeitable. Restricted stock grant vests in one-third installments. One third vests on each anniversary date of the grant beginning on March 5, 2014.
  • [F2]Performance-based unvested restricted stock awarded under the 2009 Omnibus Incentive Plan for which the Reporting Person has dividend and voting rights. Any dividends held by the Company are forfeitable. Restricted stock grant vests in 2015, subject to the attainment of certain cumulative performance targets.
  • [F3]The option grant is exercisable in three equal annual installments. One-third becomes exercisable on each anniversary of the grant date beginning on March 5, 2014.

Issuer

NORTEK INC

CIK 0001216596

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001216596

Filing Metadata

Form type
4
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 4:26 PM ET
Size
8.8 KB