4//SEC Filing
Mehren Lawrence 4
Accession 0001144204-13-014032
CIK 0000727207other
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 4:38 PM ET
Size
23.3 KB
Accession
0001144204-13-014032
Insider Transaction Report
Form 4
Mehren Lawrence
DirectorCEO10% Owner
Transactions
- Other
Common Stock
2013-03-06+1,576,792→ 1,576,792 total(indirect: By LLC) - Exercise of In-Money
Warrants (right to buy)
2013-03-06−6,428,840→ 571,160 total(indirect: By LLC)Exercise: $2.00From: 2012-06-26Exp: 2017-06-26→ Common Stock (7,000,000 underlying) - Other
Warrants (right to buy)
2013-03-06−571,160→ 0 total(indirect: By LLC)Exercise: $2.00From: 2012-06-26Exp: 2017-06-26→ Common Stock (7,000,000 underlying) - Exercise of In-Money
Common Stock
2013-03-06$1.03/sh+7,000,000$7,210,000→ 21,000,000 total(indirect: By LLC) - Other
Common Stock
2013-03-06−13,428,840→ 14,000,000 total(indirect: By LLC) - Exercise of In-Money
Common Stock
2013-03-06$2.00/sh+6,428,840$12,857,680→ 27,428,840 total(indirect: By LLC) - Other
Common Stock
2013-03-06−14,000,000→ 0 total(indirect: By LLC) - Exercise of In-Money
Warrants (right to buy)
2013-03-06−7,000,000→ 7,000,000 total(indirect: By LLC)Exercise: $1.03From: 2012-06-26Exp: 2017-06-26→ Common Stock (7,000,000 underlying) - Other
Warrants (right to buy)
2013-03-06+525,597→ 525,597 total(indirect: By LLC)Exercise: $2.00From: 2012-06-26Exp: 2017-06-26→ Common Stock (525,597 underlying)
Footnotes (7)
- [F1]Shares issued to Abeja Ventures, LLC upon its full exercise of a warrant to purchase 7,000,000 shares of Accelerate Diagnostics, Inc. common stock at an exercise price of $1.03 per share. Shares were issued directly to the members of Abeja Ventures, LLC on a pro rata basis in accordance with their membership interests.
- [F2]Shares issued to Abeja Ventures, LLC upon its partial exercise of a warrant to purchase 7,000,000 shares of Accelerate Diagnostics, Inc. common stock at an exercise price of $2.00 per share. Shares were issued directly to the members of Abeja Ventures, LLC on a pro rata basis in accordance with their membership interests (with the remaining 571,160 warrant shares being assigned to the members that did not desire to exercise the warrant to the full extent of their membership interest).
- [F3]Reflects distribution in kind to members of Abeja Ventures, LLC in connection with such entity's exercise of the warrants, as described above in notes (1) and (2).
- [F4]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F5]Reflects distribution in kind (of remaining shares) to members of Abeja Ventures, LLC on a pro rata basis in accordance with their membership interests.
- [F6]Reflects shares acquired by MAB, LLC, a member of Abeja Ventures, LLC, in connection with the warrant exercises and share distributions described in notes (1), (2), (3) and (5) above. The reporting person is the manager of MAB, LLC and in that capacity has sole voting and dispositive power with respect to the shares held by it. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F7]Reflects warrants acquired by MAB, LLC, a member of Abeja Ventures, LLC, in connection with the warrant exercise and partial assignment described in note (2) above.
Documents
Issuer
Accelerate Diagnostics, Inc
CIK 0000727207
Entity typeother
Related Parties
1- filerCIK 0001388833
Filing Metadata
- Form type
- 4
- Filed
- Mar 7, 7:00 PM ET
- Accepted
- Mar 8, 4:38 PM ET
- Size
- 23.3 KB