ROHRS JAMES L 4

4 · FIRST DEFIANCE FINANCIAL CORP · Filed Mar 13, 2013

Form 4

Period: 2013-03-11

DirectorExecutive Vice President

Transactions

Award
Common Shares
2013-03-11+2,921→ 54,253 total
Exercise/Conversion
Common Shares
2013-03-11+4,261→ 49,055 total
Exercise/Conversion
Restricted Stock Unit
2013-03-11−4,261→ 0 total
→ Common Shares (4,261 underlying)
Award
Common Shares
2013-03-11+2,277→ 51,332 total

Holdings

Footnotes (5)

[F1]Pursuant to an amendment to the restricted stock unit award, the restricted stock units vested upon the acceleration of the vesting schedule approved by the Compensation Committee, subsequent to the repayment of the Company's TARP obligations.
[F2]The ending balance differs from amounts previously reported because of shares acquired under a dividend reinvestment plan and an employee stock purchase plan.
[F3]Award of shares pursuant to 2011 Long-Term Incentive Award Agreement under the First Defiance Financial Corp. 2010 Equity Incentive Plan, which fully vested on January 1, 2013, subject to the certification of financial results by the Compensation Committee.
[F4]Award of restricted shares pursuant to 2012 Short-Term Incentive Award Agreement under the First Defiance Financial Corp. 2010 Equity Incentive Plan, which vests fully on March 9, 2014.
[F5]Each restricted stock unit represents a contingent right to receive one common share.

Documents

2 files