|4Mar 28, 5:54 PM ET

EPOCH HOLDING CORP 4

4 · EPOCH HOLDING CORP · Filed Mar 28, 2013

Insider Transaction Report

Form 4
Period: 2013-03-27
PRIEST WILLIAM W
DirectorChief Executive Officer10% Owner
Transactions
  • Disposition to Issuer

    Common Stock

    2013-03-2758,8170 total
  • Disposition to Issuer

    Common Stock

    2013-03-272,015,1610 total(indirect: By Trust)
Footnotes (1)
  • [F1]Reflects disposition pursuant to the Agreement and Plan of Merger, dated December 6, 2012, by and between Epoch Holding Corporation ("Epoch"), The Toronto-Dominion Bank ("TD") and Empire Merger Sub, Inc. ("Merger Sub"), a wholly-owned subsidiary of TD, whereby Merger Sub merged with and into Epoch (the "Merger"), with Epoch surviving the Merger as a wholly-owned subsidiary of TD. Upon the effective time of the Merger, each share of Epoch common stock owned by the reporting person immediately prior to the effective time of the Merger was canceled and converted into the right to receive $28.00 in cash.

Documents

1 file
  • 4
    v339834_4.xmlPrimary

    OWNERSHIP DOCUMENT