TAUSSIG TIMOTHY T 4
4 · EPOCH HOLDING CORP · Filed Mar 28, 2013
Insider Transaction Report
Form 4
TAUSSIG TIMOTHY T
Chief Operating Officer
Transactions
- Disposition to Issuer
Common Stock
2013-03-27−948,823→ 0 total(indirect: By Trust) - Disposition to Issuer
Common Stock
2013-03-27−61,745→ 0 total
Footnotes (1)
- [F1]Reflects disposition pursuant to the Agreement and Plan of Merger, dated December 6, 2012, by and between Epoch Holding Corporation ("Epoch"), The Toronto-Dominion Bank ("TD") and Empire Merger Sub, Inc. ("Merger Sub"), a wholly-owned subsidiary of TD, whereby Merger Sub merged with and into Epoch (the "Merger"), with Epoch surviving the Merger as a wholly-owned subsidiary of TD. Upon the effective time of the Merger, each share of Epoch common stock owned by the reporting person immediately prior to the effective time of the Merger was canceled and converted into the right to receive $28.00 in cash.