4//SEC Filing
Unruh Ray L 4
Accession 0001144204-13-023721
CIK 0001425597other
Filed
Apr 23, 8:00 PM ET
Accepted
Apr 24, 7:49 PM ET
Size
11.7 KB
Accession
0001144204-13-023721
Insider Transaction Report
Form 4
Unruh Ray L
DirectorPresident, Sec. and CFO10% Owner
Transactions
- Disposition to Issuer
Common Stock
2013-03-28−1,875,000→ 0 total - Disposition to Issuer
Option to Sell Outstanding Common Stock (right to sell)
2013-03-28−1,800,000→ 0 totalExercise: $0.10Exp: 2015-06-01→ Common Stock (1,800,000 underlying) - Disposition to Issuer
Common Stock
2013-03-28−5,395,963→ 0 total(indirect: By Unruh & Unruh Properties Ltd.) - Disposition to Issuer
Common Stock
2013-03-28−770,830→ 0 total(indirect: By Ray L. Unruh Profit Sharing Plan)
Footnotes (5)
- [F1]Includes 75,000 shares under a restricted stock grant pursuant to the Issuer's 2009 Equity Incentive Plan: 30,000 shares were to vest on March 30, 2013 and 45,000 shares were to vest on September 30, 2013. This restricted stock grant was assumed by Armada Oil, Inc. ("Armada") under an Asset Acquisition Agreement (the "Acquisition Agreement") between Armada and the Issuer and replaced with a restricted stock grant for 30,000 shares of Armada common stock under the Armada's 2012 Long-Term Incentive Plan.
- [F2]Disposed of and exchanged pursuant to the Acquisition Agreement between the Issuer and Armada. As of the closing of the acquisition of substantially all of the Issuer's assets by Armada (the "Acquisition"), each share of the Issuer's common stock was exchanged for 0.40 shares of Armada common stock.
- [F3]Mr. Unruh is the President of the General Partner of Unruh & Unruh Properties Ltd. and has voting and investment control with respect to the shares held by these entities.
- [F4]Mr. Unruh is a trustee of Ray L. Unruh Profit Sharing Plan (the "Plan") and has voting and investment control with respect to the shares held by the Plan.
- [F5]This option to sell outstanding common stock of the Issuer to Randy Griffin, pursuant to the agreement between the parties dated December 12, 2012, terminated on the effective date of the Acquisition.
Documents
Issuer
Mesa Energy Holdings, Inc.
CIK 0001425597
Entity typeother
Related Parties
1- filerCIK 0001491075
Filing Metadata
- Form type
- 4
- Filed
- Apr 23, 8:00 PM ET
- Accepted
- Apr 24, 7:49 PM ET
- Size
- 11.7 KB