KCAP Financial, Inc. 4
4 · KCAP Financial, Inc. · Filed Jun 18, 2013
Insider Transaction Report
Form 4
WARD JOHN A III
Director
Transactions
- Award
Common Stock
2013-06-14+1,000→ 1,000 total
Footnotes (1)
- [F1]Shares of restricted stock granted to the reporting person pursuant to the Company's Amended and Restated Non-Employee Director Plan. Of these shares, 50% vested immediately on the grant date, and the remaining 50% will vest on the earlier of (i) the first anniversary of the grant date or (ii) the date immediately preceding the 2014 annual meeting of the Company's shareholders (or meeting in lieu of the Company's annual meeting of shareholders), and in certain other circumstances.