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Advaxis, Inc.·4

Jul 10, 8:33 PM ET

Advaxis, Inc. 4

4 · Advaxis, Inc. · Filed Jul 10, 2013

Insider Transaction Report

Form 4
Period: 2013-03-14
Advaxis, Inc.ADXS
PATTON JAMES P
Director
Transactions
  • Conversion

    Common Stock

    2013-06-25$0.03/sh+2,636,441$66,702→ 7,863,682 total
  • Award

    Option

    2013-03-14+800,000→ 800,000 total
    Exercise: $0.07Exp: 2023-03-14→ Common Stock (800,000 underlying)
  • Award

    Common Stock

    2013-06-12+2,286,665→ 5,227,241 total
  • Conversion

    Convertible Promissory Note

    2012-06-25→ 0 total
    Exercise: $0.03Exp: 2013-08-02→ Common Stock (2,636,441 underlying)
Footnotes (3)
  • [F1]Represents stock compensation that was earned for director services for the period between January 1, 2012 through March 31, 2013, but not issued until June 12, 2013.
  • [F2]One-third of the options vested on March 14, 2013, one-third of the options vest on March 14, 2014 and the remaining one-third of the options vest on March 14, 2015.
  • [F3]Immediately

Documents

2 files