4//SEC Filing
Advaxis, Inc. 4
Accession 0001144204-13-039028
CIK 0001100397operating
Filed
Jul 9, 8:00 PM ET
Accepted
Jul 10, 8:33 PM ET
Size
19.8 KB
Accession
0001144204-13-039028
Insider Transaction Report
Form 4
Advaxis, Inc.ADXS
PATTON JAMES P
Director
Transactions
- Conversion
Common Stock
2013-06-25$0.03/sh+2,636,441$66,702→ 7,863,682 total - Award
Option
2013-03-14+800,000→ 800,000 totalExercise: $0.07Exp: 2023-03-14→ Common Stock (800,000 underlying) - Award
Common Stock
2013-06-12+2,286,665→ 5,227,241 total - Conversion
Convertible Promissory Note
2012-06-25→ 0 totalExercise: $0.03Exp: 2013-08-02→ Common Stock (2,636,441 underlying)
Footnotes (3)
- [F1]Represents stock compensation that was earned for director services for the period between January 1, 2012 through March 31, 2013, but not issued until June 12, 2013.
- [F2]One-third of the options vested on March 14, 2013, one-third of the options vest on March 14, 2014 and the remaining one-third of the options vest on March 14, 2015.
- [F3]Immediately
Issuer
Advaxis, Inc.
CIK 0001100397
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001100397
Filing Metadata
- Form type
- 4
- Filed
- Jul 9, 8:00 PM ET
- Accepted
- Jul 10, 8:33 PM ET
- Size
- 19.8 KB