Advaxis, Inc. 4
4 · Advaxis, Inc. · Filed Jul 10, 2013
Insider Transaction Report
Form 4
Advaxis, Inc.ADXS
MOORE THOMAS A
DirectorCHAIRMAN / CEO
Transactions
- Conversion
Common Stock
2013-05-21$0.03/sh+4,745,521$120,062→ 15,587,888 total - Award
Option
2013-03-14+4,000,000→ 4,000,000 totalExercise: $0.07Exp: 2023-03-14→ Common Stock (4,000,000 underlying) - Conversion
Convertible Promissory Note
2013-05-21→ 0 totalExercise: $0.03Exp: 2013-05-18→ Common Stock (4,745,521 underlying)
Footnotes (2)
- [F1]One-third of the options vested on March 14, 2013, one-third of the options vest on March 14, 2014 and the remaining one-third of the options vest on March 14, 2015.
- [F2]Immediately