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4//SEC Filing

Advaxis, Inc. 4

Accession 0001144204-13-039032

CIK 0001100397operating

View on SEC.gov Company Profile

Filed

Jul 9, 8:00 PM ET

Accepted

Jul 10, 8:39 PM ET

Size

9.0 KB

Accession

0001144204-13-039032

Insider Transaction Report

Form 4

Period: 2013-03-14

Advaxis, Inc.ADXS

DirectorCHAIRMAN / CEO

Transactions

Conversion
Common Stock
2013-05-21$0.03/sh+4,745,521$120,062→ 15,587,888 total
Award
Option
2013-03-14+4,000,000→ 4,000,000 total
Exercise: $0.07Exp: 2023-03-14→ Common Stock (4,000,000 underlying)
Conversion
Convertible Promissory Note
2013-05-21→ 0 total
Exercise: $0.03Exp: 2013-05-18→ Common Stock (4,745,521 underlying)

Footnotes (2)

[F1]One-third of the options vested on March 14, 2013, one-third of the options vest on March 14, 2014 and the remaining one-third of the options vest on March 14, 2015.
[F2]Immediately

Documents

1 file

4
v349771_4.xmlPrimary
OWNERSHIP DOCUMENT

Issuer

Advaxis, Inc.

CIK 0001100397

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001100397

Filing Metadata

Form type: 4
Filed: Jul 9, 8:00 PM ET
Accepted: Jul 10, 8:39 PM ET
Size: 9.0 KB

View on SEC.gov