4//SEC Filing
NeoStem, Inc. 4
Accession 0001144204-13-039413
$LSTACIK 0000320017operating
Filed
Jul 11, 8:00 PM ET
Accepted
Jul 12, 9:00 PM ET
Size
6.3 KB
Accession
0001144204-13-039413
Insider Transaction Report
Form 4
VACZY CATHERINE M
VP and General Counsel
Transactions
- Award
Stock Options (right to purchase)
2013-07-12+240,000→ 240,000 totalExercise: $0.53Exp: 2023-07-11→ Common Stock, par value $0.001 per share (240,000 underlying)
Footnotes (1)
- [F1]Pursuant to a letter agreement entered into on July 12, 2013 (the "Grant Date") between NeoStem, Inc. (the "Company") and Catherine M. Vaczy (the Company's Vice President and General Counsel) extending Ms. Vaczy's employment agreement with the Company, on the Grant Date Ms. Vaczy was granted an option to purchase 240,000 shares of the Company's common stock, subject to all of the terms and conditions of the Company's Amended and Restated 2009 Equity Compensation Plan. This option vested as to 60,000 shares on the Grant Date, and is scheduled to vest as to 60,000 shares on each of December 31, 2013, July 15, 2014 and December 31, 2014.
Documents
Issuer
NeoStem, Inc.
CIK 0000320017
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000320017
Filing Metadata
- Form type
- 4
- Filed
- Jul 11, 8:00 PM ET
- Accepted
- Jul 12, 9:00 PM ET
- Size
- 6.3 KB