Infusion Brands International, Inc. 4
4 · Infusion Brands International, Inc. · Filed Jul 17, 2013
Insider Transaction Report
Form 4
Vicis Capital, LLC
10% Owner
Transactions
- Other
Common Stock
2013-07-15+440,000,000→ 578,502,441 total(indirect: By Vicis Capital Master Fund)
Holdings
- 35,000,000(indirect: By Vicis Capital Master Fund)
Warrant to Purchase Common Stock
Exercise: $0.10Exp: 2021-12-14→ Common Stock (35,000,000 underlying) - 50,000,000(indirect: By Vicis Capital Master Fund)
Warrant to Purchase Common Stock
Exercise: $0.10Exp: 2020-06-30→ Common Stock (50,000,000 underlying) - 70,000,000(indirect: By Vicis Capital Master Fund)
Warrant to Purchase Common Stock
Exercise: $0.10Exp: 2019-07-20→ Common Stock (70,000,000 underlying) - 11,500,000(indirect: By Vicis Capital Master Fund)
Series G Convertible Preferred Stock
Exercise: $0.10Exp: 2015-06-30→ Common Stock (115,000,000 underlying) - 30,000,000(indirect: By Vicis Capital Master Fund)
Warrant to Purchase Common Stock
Exercise: $0.10Exp: 2021-07-08→ Common Stock (30,000,000 underlying)
Footnotes (3)
- [F1]Represents the indirect holdings of Vicis Capital, LLC. All of the foregoing represents securities held directly by Vicis Capital Master Fund. Vicis Capital, LLC acts as investment advisor to Vicis Capital Master Fund and therefore has voting and dispositive power over all the foregoing shares. For the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Vicis Capital, LLC may be deemed to be the beneficial owner of, but hereby disclaims such beneficial ownership of, the foregoing shares.
- [F2]On July 15, 2013, in accordance with the Certificate of Designations for the Series G Convertible Preferred Stock, as amended, of the Issuer, the Issuer's board declared a dividend to the holders of that Preferred Stock, payable in the Issuer's Common Stock, in lieu of and in satisfaction of certain cash dividends and distributions owed to such holders pursuant thereto.
- [F3]Immediately.