Home/Filings/4/0001144204-13-039987
4//SEC Filing

Infusion Brands International, Inc. 4

Accession 0001144204-13-039987

CIK 0001298095operating

Filed

Jul 16, 8:00 PM ET

Accepted

Jul 17, 5:28 PM ET

Size

15.0 KB

Accession

0001144204-13-039987

Insider Transaction Report

Form 4
Period: 2013-07-15
Transactions
  • Other

    Common Stock

    2013-07-15+440,000,000578,502,441 total(indirect: By Vicis Capital Master Fund)
Holdings
  • Warrant to Purchase Common Stock

    (indirect: By Vicis Capital Master Fund)
    Exercise: $0.10Exp: 2021-12-14Common Stock (35,000,000 underlying)
    35,000,000
  • Warrant to Purchase Common Stock

    (indirect: By Vicis Capital Master Fund)
    Exercise: $0.10Exp: 2021-07-08Common Stock (30,000,000 underlying)
    30,000,000
  • Warrant to Purchase Common Stock

    (indirect: By Vicis Capital Master Fund)
    Exercise: $0.10Exp: 2020-06-30Common Stock (50,000,000 underlying)
    50,000,000
  • Series G Convertible Preferred Stock

    (indirect: By Vicis Capital Master Fund)
    Exercise: $0.10Exp: 2015-06-30Common Stock (115,000,000 underlying)
    11,500,000
  • Warrant to Purchase Common Stock

    (indirect: By Vicis Capital Master Fund)
    Exercise: $0.10Exp: 2019-07-20Common Stock (70,000,000 underlying)
    70,000,000
Transactions
  • Other

    Common Stock

    2013-07-15+440,000,000578,502,441 total(indirect: By Vicis Capital Master Fund)
Holdings
  • Warrant to Purchase Common Stock

    (indirect: By Vicis Capital Master Fund)
    Exercise: $0.10Exp: 2021-12-14Common Stock (35,000,000 underlying)
    35,000,000
  • Warrant to Purchase Common Stock

    (indirect: By Vicis Capital Master Fund)
    Exercise: $0.10Exp: 2020-06-30Common Stock (50,000,000 underlying)
    50,000,000
  • Warrant to Purchase Common Stock

    (indirect: By Vicis Capital Master Fund)
    Exercise: $0.10Exp: 2019-07-20Common Stock (70,000,000 underlying)
    70,000,000
  • Series G Convertible Preferred Stock

    (indirect: By Vicis Capital Master Fund)
    Exercise: $0.10Exp: 2015-06-30Common Stock (115,000,000 underlying)
    11,500,000
  • Warrant to Purchase Common Stock

    (indirect: By Vicis Capital Master Fund)
    Exercise: $0.10Exp: 2021-07-08Common Stock (30,000,000 underlying)
    30,000,000
Footnotes (3)
  • [F1]Represents the indirect holdings of Vicis Capital, LLC. All of the foregoing represents securities held directly by Vicis Capital Master Fund. Vicis Capital, LLC acts as investment advisor to Vicis Capital Master Fund and therefore has voting and dispositive power over all the foregoing shares. For the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Vicis Capital, LLC may be deemed to be the beneficial owner of, but hereby disclaims such beneficial ownership of, the foregoing shares.
  • [F2]On July 15, 2013, in accordance with the Certificate of Designations for the Series G Convertible Preferred Stock, as amended, of the Issuer, the Issuer's board declared a dividend to the holders of that Preferred Stock, payable in the Issuer's Common Stock, in lieu of and in satisfaction of certain cash dividends and distributions owed to such holders pursuant thereto.
  • [F3]Immediately.

Issuer

Infusion Brands International, Inc.

CIK 0001298095

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001298095

Filing Metadata

Form type
4
Filed
Jul 16, 8:00 PM ET
Accepted
Jul 17, 5:28 PM ET
Size
15.0 KB