4//SEC Filing
DGSE COMPANIES INC 4
Accession 0001144204-13-040510
$ELACIK 0000701719operating
Filed
Jul 21, 8:00 PM ET
Accepted
Jul 22, 5:18 PM ET
Size
7.1 KB
Accession
0001144204-13-040510
Insider Transaction Report
Form 4
Vierling James J.
DirectorCEO, President and COB
Transactions
- Other
Common Stock
2013-07-18−147,000→ 375,000 total - Other
Common Stock
2013-07-18+375,000→ 375,000 total
Footnotes (1)
- [F1]Pursuant to that certain Agreement to Exercise Rights Under Stock Agreement, dated July 18, 2013, by and between NTR Metals, LLC, a Texas limited liability company ("NTR"), and the Reporting Person, the Reporting Person and NTR agreed to effectuate an exchange of(i) the Reporting Person's right, title and interest in 147,000 shares of the common stock of the Issuer, par value $0.01 per share (the "Common Stock"), currently held in escrow by Compass Bank, pursuant to that certain Escrow Agreement, dated September 12, 2011, by and among the Issuer, NTR and Compass Bank, filed as Exhibit 10.3 to the Current Report on Form 8-K of the Issuer, as filed on September 16, 2011, which is herein incorporated by reference, for (ii) 325,000 shares of Common Stock of the Issuer held by NTR.
Documents
Issuer
DGSE COMPANIES INC
CIK 0000701719
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0000701719
Filing Metadata
- Form type
- 4
- Filed
- Jul 21, 8:00 PM ET
- Accepted
- Jul 22, 5:18 PM ET
- Size
- 7.1 KB