4//SEC Filing
FXCM Inc. 4
Accession 0001144204-13-045316
CIK 0001499912operating
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 9:01 PM ET
Size
16.2 KB
Accession
0001144204-13-045316
Insider Transaction Report
Form 4
FXCM Inc.FXCM
Milazzo Evan
See remarks
Transactions
- Sale
Class A Common Stock, par value $0.01
2013-08-09$18.21/sh−13,000$236,704→ 0 total - Exercise/Conversion
Class A Common Stock, par value $0.01
2013-08-13$14.00/sh+25,000$350,000→ 25,000 total - Sale
Class A Common Stock, par value $0.01
2013-08-13$18.78/sh−25,000$469,500→ 0 total - Exercise/Conversion
Stock Options (right to buy)
2013-08-09−13,000→ 75,000 totalExercise: $10.73Exp: 2018-08-12→ Class A Common Stock (13,000 underlying) - Exercise/Conversion
Stock Options (right to buy)
2013-08-13−25,000→ 75,000 totalExercise: $14.00Exp: 2017-12-01→ Class A Common Stock (25,000 underlying) - Exercise/Conversion
Class A Common Stock, par value $0.01
2013-08-09$10.73/sh+13,000$139,490→ 13,000 total
Holdings
- 500(indirect: By LLC)
Class A Common Stock, par value $0.01
Footnotes (5)
- [F1]This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.19 to $18.22, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.74 to $18.865, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]Shares of Class A common stock held through D&E Capital Enterprises LLC of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein.
- [F4]Represents options to purchase shares of Class A common stock, which will generally vest in equal annual installments over a four-year period that began on August 12, 2011 (the grant date of the options) and, to the extent vested, generally remain exercisable until the seventh anniversary of the grant date unless the reporting person's employment with FXCM Inc. terminates prior to such date.
- [F5]Represents options to purchase shares of Class A common stock, which will generally vest in equal annual installments over a four-year period that began on December 1, 2010 (the grant date of the options) and, to the extent vested, generally remain exercisable until the seventh anniversary of the grant date unless the reporting person's employment with FXCM Inc. terminates prior to such date.
Documents
Issuer
FXCM Inc.
CIK 0001499912
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001499912
Filing Metadata
- Form type
- 4
- Filed
- Aug 12, 8:00 PM ET
- Accepted
- Aug 13, 9:01 PM ET
- Size
- 16.2 KB