FXCM Inc. 4

4 · FXCM Inc. · Filed Aug 16, 2013

Form 4

Period: 2013-08-14

See remarks

Transactions

Exercise/Conversion
Class A Common Stock, par value $0.01
2013-08-14$14.00/sh+25,000$350,000→ 25,000 total
Exercise/Conversion
Stock Options (right to buy)
2013-08-14−25,000→ 50,000 total
Exercise: $14.00Exp: 2017-12-01→ Class A Common Stock (25,000 underlying)
Sale
Class A Common Stock, par value $0.01
2013-08-14$19.02/sh−25,000$475,600→ 0 total

Holdings

Footnotes (3)

[F1]This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.92 to $19.17, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F2]Shares of Class A common stock held through D&E Capital Enterprises LLC of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein.
[F3]Represents options to purchase shares of Class A common stock, which will generally vest in equal annual installments over a four-year period that began on December 1, 2010 (the grant date of the options) and, to the extent vested, generally remain exercisable until the seventh anniversary of the grant date unless the reporting person's employment with FXCM Inc. terminates prior to such date.

Documents

1 file