MDC PARTNERS INC 4

4 · MDC PARTNERS INC · Filed Oct 11, 2013

Form 4

Period: 2013-10-09

DirectorChairman, CEO and President

Transactions

Exercise/Conversion
Restricted Stock (Class A Shares)
2013-10-09+336,066→ 6,214,011 total
Exercise/Conversion
Extraordinary Equity Value Appre. Restricted Stock Awards
2013-10-09−300,000→ 0 total
Exp: 2013-12-31→ Restricted Stock Units (0 underlying)

Holdings

Stock Appreciation Rights
Exercise: $3.72From: 2010-02-12Exp: 2014-02-12→ Class A Shares (2,083,333 underlying)
2,083,333
Class A Shares
5,877,945

Footnotes (4)

[F1]Includes unvested Restricted Stock Units (Class A Shares) of the Issuer ("RSUs").
[F2]A total of 336,066 shares of Restricted Stock (Class A Shares) of the Issuer were awarded on October 9, 2013, following achievement of the Company's EVAR stock price target ($26.25 per share) in accordance with the Company's existing EVARs Plan. These shares of Restricted Stock will vest on December 31, 2013, subject to the Reporting Person's continued employment.
[F3]A total of 2,083,333 Stock Appreciation Rights ("SARs") were granted February 12, 2009, all of which are vested as of January 20, 2012, and all such SARs expire on February 12, 2014. These SARs may be settled in cash or stock, at the discretion of the Issuer.
[F4]These Extraordinary Equity Value Appreciation Restricted Stock Awards ("EVARs") granted under the Issuer's EVARs program (previously disclosed by the Issuer on Form 8-K dated January 26, 2011) represented the right to receive shares of Restricted Stock on a one-to-one basis upon the Issuer's achievement of remaining stock price target equal to $26.25. All EVARS held by the Reporting Person vested upon achievement of the Company's EVAR stock price target ($26.25/share).

Documents

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