Advaxis, Inc. 4
4 · Advaxis, Inc. · Filed Oct 28, 2013
Insider Transaction Report
Form 4
Advaxis, Inc.ADXS
MOORE THOMAS A
DirectorCHAIRMAN / CEO
Transactions
- Exercise/Conversion
Common Stock
2013-10-22$4.00/sh+40,783$163,132→ 165,486 total - Exercise/Conversion
Common Stock Warrants
2013-10-22$0.00/sh+20,332$20→ 20,332 totalExercise: $5.00From: 2013-10-22Exp: 2018-10-22→ Common Stock (20,332 underlying)
Footnotes (1)
- [F1]Received upon conversion of $163,132 of aggregate principal amount of outstanding notes held by the reporting person pursuant to a Debt Conversion and repayment agreement.