4//SEC Filing
Advaxis, Inc. 4
Accession 0001144204-13-057258
CIK 0001100397operating
Filed
Oct 27, 8:00 PM ET
Accepted
Oct 28, 9:26 PM ET
Size
15.4 KB
Accession
0001144204-13-057258
Insider Transaction Report
Form 4
Advaxis, Inc.ADXS
MOORE THOMAS A
DirectorCHAIRMAN / CEO
Transactions
- Exercise/Conversion
Common Stock
2013-10-22$4.00/sh+40,783$163,132→ 165,486 total - Exercise/Conversion
Common Stock Warrants
2013-10-22$0.00/sh+20,332$20→ 20,332 totalExercise: $5.00From: 2013-10-22Exp: 2018-10-22→ Common Stock (20,332 underlying)
Footnotes (1)
- [F1]Received upon conversion of $163,132 of aggregate principal amount of outstanding notes held by the reporting person pursuant to a Debt Conversion and repayment agreement.
Issuer
Advaxis, Inc.
CIK 0001100397
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001100397
Filing Metadata
- Form type
- 4
- Filed
- Oct 27, 8:00 PM ET
- Accepted
- Oct 28, 9:26 PM ET
- Size
- 15.4 KB