|4Nov 7, 4:35 PM ET

MDC PARTNERS INC 4

4 · MDC PARTNERS INC · Filed Nov 7, 2013

Insider Transaction Report

Form 4
Period: 2013-11-05
Transactions
  • Exercise/Conversion

    Class A Shares

    2013-11-05$3.72/sh+10,000$37,200189,988 total
  • Disposition to Issuer

    Class A Shares

    2013-11-05$31.28/sh10,000$312,800179,988 total
  • Exercise/Conversion

    SARs

    2013-11-0510,0000 total
    Exercise: $3.72From: 2010-03-10Exp: 2014-03-09Class A Shares (10,000 underlying)
Holdings
  • Class A Shares

    179,988
  • Class A Shares

    (indirect: By Trust)
    50,000
  • Stock Options

    Exercise: $8.95From: 2006-04-28Exp: 2016-04-28Class A Shares (25,000 underlying)
    25,000
Footnotes (3)
  • [F1]Includes shares of unvested Restricted Stock (Class A Shares) of the Issuer.
  • [F2]Stock Options (previously granted on April 28, 2006) vest over five (5) years from the grant date: 20% (5,000 Options) on the first anniversary of the grant date, an additional 20% on each of the next four (4) succeeding anniversaries of the grant date, and expire ten (10) years from the grant date.
  • [F3]The Stock Appreciation Rights ("SARs") granted on March 10, 2009, all of which are vested as of January 20, 2012, expire five (5) years from the Grant Date. These SARs were all used on November 5, 2013.

Documents

1 file
  • 4
    v359657_4.xmlPrimary

    OWNERSHIP DOCUMENT