4//SEC Filing
KCAP Financial, Inc. 4
Accession 0001144204-13-061050
$BCICCIK 0001372807operating
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 4:27 PM ET
Size
6.5 KB
Accession
0001144204-13-061050
Insider Transaction Report
Form 4
Pearson Dayl W
President and CEO
Transactions
- Award
Common Stock
2013-11-13$8.01/sh+600$4,806→ 197,391 total - Award
Common Stock
2013-11-13$8.01/sh+2,400$19,217→ 196,791 total
Footnotes (1)
- [F1]Includes 92,593 shares of restricted stock granted to the reporting person pursuant to the Company's 2006 Amended and Restated Equity Incentive Plan. One half of the restricted stock award will vest on each of the third and fourth anniversaries of the grant date.
Documents
Issuer
KCAP Financial, Inc.
CIK 0001372807
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001372807
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 4:27 PM ET
- Size
- 6.5 KB