KCAP Financial, Inc. 4
4 · KCAP Financial, Inc. · Filed Nov 13, 2013
Insider Transaction Report
Form 4
Pearson Dayl W
President and CEO
Transactions
- Award
Common Stock
2013-11-13$8.01/sh+600$4,806→ 197,391 total - Award
Common Stock
2013-11-13$8.01/sh+2,400$19,217→ 196,791 total
Footnotes (1)
- [F1]Includes 92,593 shares of restricted stock granted to the reporting person pursuant to the Company's 2006 Amended and Restated Equity Incentive Plan. One half of the restricted stock award will vest on each of the third and fourth anniversaries of the grant date.