Home/Filings/4/0001144204-13-061643
4//SEC Filing

KCAP Financial, Inc. 4

Accession 0001144204-13-061643

$BCICCIK 0001372807operating

Filed

Nov 13, 7:00 PM ET

Accepted

Nov 14, 1:56 PM ET

Size

5.0 KB

Accession

0001144204-13-061643

Insider Transaction Report

Form 4
Period: 2013-11-13
Corless R Jon
Chief Investment Officer
Transactions
  • Award

    Common Stock

    2013-11-13$8.04/sh+5,000$40,20057,543 total
Footnotes (1)
  • [F1]Includes 27,778 shares of restricted stock granted to the reporting person pursuant to the Company's 2006 Amended and Restated Equity Incentive Plan. One half of the restricted stock award will vest on each of the third and fourth anniversaries of the grant date.

Issuer

KCAP Financial, Inc.

CIK 0001372807

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001372807

Filing Metadata

Form type
4
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 1:56 PM ET
Size
5.0 KB