Earnings Feed
Start Free
Home/Filings/4/0001144204-13-063841
4//SEC Filing

ASTORIA FINANCIAL CORP 4

Accession 0001144204-13-063841

CIK 0000910322operating
View on SEC.govCompany Profile

Filed

Nov 21, 7:00 PM ET

Accepted

Nov 22, 8:14 PM ET

Size

15.3 KB

Accession

0001144204-13-063841

Insider Transaction Report

Form 4
Period: 2013-10-21
ASTORIA FINANCIAL CORPAF
HAEFFNER PETER C JR
Director
Transactions
  • Purchase

    Series C Preferred Stock

    2013-10-21$21.93/sh+1,500$32,891→ 1,500 total
Holdings

  • Common Stock

    (indirect: RSA)
    3,160

  • Common Stock

    (indirect: RSA)
    1,031

  • Non-Statutory Stock Option

    Exercise: $24.17From: 2004-01-15Exp: 2014-01-14→ Common Stock (6,000 underlying)
    6,000

  • Common Stock

    (indirect: RSA)
    4,639

  • Common Stock

    4,500

  • Non-Statutory Stock Option

    Exercise: $26.23From: 2005-01-18Exp: 2015-01-17→ Common Stock (6,000 underlying)
    6,000

  • Non-Statutory Stock Option

    Exercise: $29.79From: 2006-01-17Exp: 2016-01-16→ Common Stock (6,000 underlying)
    6,000

  • Non-Statutory Stock Option

    Exercise: $29.72From: 2007-01-16Exp: 2017-01-15→ Common Stock (6,000 underlying)
    6,000
Footnotes (4)
  • [F1]Represents award of restricted stock dated January 31, 2011 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on January 31, 2014 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
  • [F2]Represents award of restricted stock dated January 28, 2013 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on January 28, 2016 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
  • [F3]Represents discretionary grant on January 28, 2013 of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective January 28, 2016 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
  • [F4]Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.

Documents

2 files

Issuer

ASTORIA FINANCIAL CORP

CIK 0000910322

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000910322

Filing Metadata

Form type
4
Filed
Nov 21, 7:00 PM ET
Accepted
Nov 22, 8:14 PM ET
Size
15.3 KB
View on SEC.gov