ASTORIA FINANCIAL CORP 4

4 · ASTORIA FINANCIAL CORP · Filed Nov 22, 2013

Form 4

Period: 2013-10-21

Director

Transactions

Holdings

Common Stock
(indirect: RSA)
3,160
Common Stock
(indirect: RSA)
1,031
Non-Statutory Stock Option
Exercise: $24.17From: 2004-01-15Exp: 2014-01-14→ Common Stock (6,000 underlying)
6,000
Common Stock
(indirect: RSA)
4,639
Common Stock
4,500
Non-Statutory Stock Option
Exercise: $26.23From: 2005-01-18Exp: 2015-01-17→ Common Stock (6,000 underlying)
6,000
Non-Statutory Stock Option
Exercise: $29.79From: 2006-01-17Exp: 2016-01-16→ Common Stock (6,000 underlying)
6,000
Non-Statutory Stock Option
Exercise: $29.72From: 2007-01-16Exp: 2017-01-15→ Common Stock (6,000 underlying)
6,000

Footnotes (4)

[F1]Represents award of restricted stock dated January 31, 2011 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on January 31, 2014 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
[F2]Represents award of restricted stock dated January 28, 2013 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on January 28, 2016 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
[F3]Represents discretionary grant on January 28, 2013 of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective January 28, 2016 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
[F4]Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.

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