Home/Filings/4/0001144204-13-066773
4//SEC Filing

NEOGENOMICS INC 4

Accession 0001144204-13-066773

$NEOCIK 0001077183operating

Filed

Dec 10, 7:00 PM ET

Accepted

Dec 11, 5:37 PM ET

Size

11.8 KB

Accession

0001144204-13-066773

Insider Transaction Report

Form 4
Period: 2013-12-10
GASPARINI ROBERT P
DirectorChief Science Officer
Transactions
  • Sale

    Common Stock

    2013-12-11$3.70/sh20,000$74,00024,758 total
  • Sale

    Common Stock

    2013-12-10$3.70/sh100$37044,758 total
Holdings
  • Stock Option (Right to buy)

    Exercise: $1.47From: 2007-02-13Exp: 2017-02-13Common Stock (0 underlying)
    100,000
  • Stock Option (Right to buy)

    Exercise: $0.80From: 2008-03-12Exp: 2015-03-12Common Stock (0 underlying)
    584,000
  • Stock Option Right to Buy)

    Exercise: $0.62From: 2009-12-31Exp: 2016-02-01Common Stock (0 underlying)
    150,000
  • Stock Option (Right to buy)

    Exercise: $0.25From: 2005-01-03Exp: 2015-01-03Common Stock (0 underlying)
    425,000
Footnotes (2)
  • [F1]On March 12, 2008 Mr. Gasparini was granted an option to purchase 784,000 shares. The first vesting and exercisable date was March 12, 2008. On this date 24,000 options vested and then there was to be 45 additional monthly vesting of 8,000 shares for a total of 384,000 options. Included in this grant were 400,000 non-qualified options with an initial vesting on March 12, 2008. From this grant 200,000 options were cancelled. In terms of the remaining 200,000 non-qualified options, 100,000 options are vested and exercisable.
  • [F2]On February 2, 2009 Mr. Gasparini was granted an option to purchase 200,000 shares. These were performance options which vest based on various milestones. To date 50,000 shares are vested and exercisable, 50,000 shares have been cancelled and 100,000 shares are unvested.

Issuer

NEOGENOMICS INC

CIK 0001077183

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001077183

Filing Metadata

Form type
4
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 5:37 PM ET
Size
11.8 KB