HALLADOR ENERGY CO 4/A
4/A · HALLADOR ENERGY CO · Filed Dec 20, 2013
Insider Transaction Report
Form 4/AAmended
HARDIE STEVEN
Director10% Owner
Transactions
- Sale
Common Stock
2013-12-16$7.66/sh−5,209$39,899→ 207,085 total(indirect: By LLC) - Sale
Common Stock
2013-12-13$7.58/sh−3,450$26,158→ 3,094,410 total(indirect: By LLC) - Sale
Common Stock
2013-12-16$7.66/sh−9,088$69,610→ 696,500 total(indirect: By Trust) - Sale
Common Stock
2013-12-17$7.62/sh−4,170$31,760→ 202,915 total(indirect: By LLC) - Sale
Common Stock
2013-12-16$7.66/sh−852$6,526→ 3,093,558 total(indirect: By LLC) - Sale
Common Stock
2013-12-13$7.58/sh−15,746$119,385→ 705,588 total(indirect: By Trust) - Sale
Common Stock
2013-12-17$7.62/sh−7,041$53,627→ 689,459 total(indirect: By Trust) - Sale
Common Stock
2013-12-13$7.58/sh−8,624$65,386→ 212,294 total(indirect: By LLC)
Footnotes (4)
- [F1]The Reporting Person is a 25% beneficiary of the Robert Hardie QTIP Trust, the holder of the securities and disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- [F2]Hallador Special Holdings, LLC is a wholly owned subsidiary of Hallador, Inc.
- [F3]Hallador Alternative Assets Fund LLC, a limited liability company organized under the laws of the State of Delaware ("HAAF"). HAAF is a private equity investment fund directed or controlled by its managing members, Hallador Management LLC, David C. Hardie and Steven Hardie.
- [F4]Sold pursuant to Rule 10b5-1.