Home/Filings/4/0001144204-13-068790
4//SEC Filing

AMBAC FINANCIAL GROUP INC 4

Accession 0001144204-13-068790

$OSGCIK 0000874501operating

Filed

Dec 22, 7:00 PM ET

Accepted

Dec 23, 5:41 PM ET

Size

7.9 KB

Accession

0001144204-13-068790

Insider Transaction Report

Form 4
Period: 2013-12-20
Transactions
  • Award

    Restricted Stock Units

    2013-12-20+18,17918,179 total
    Common stock (18,179 underlying)
  • Award

    Stock Option (Right to Buy)

    2013-12-20+16,66716,667 total
    Exercise: $20.63From: 2014-04-30Exp: 2020-12-20Common stock (16,667 underlying)
Footnotes (3)
  • [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the" Company").
  • [F2]The RSUs shall vest on April 30, 2014. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company.
  • [F3]The RSUs and stock options were received as an award under the Company's Incentive Compensation Plan.

Issuer

AMBAC FINANCIAL GROUP INC

CIK 0000874501

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000874501

Filing Metadata

Form type
4
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 5:41 PM ET
Size
7.9 KB