|4Dec 23, 5:41 PM ET

AMBAC FINANCIAL GROUP INC 4

4 · AMBAC FINANCIAL GROUP INC · Filed Dec 23, 2013

Insider Transaction Report

Form 4
Period: 2013-12-20
Transactions
  • Award

    Restricted Stock Units

    2013-12-20+18,17918,179 total
    Common stock (18,179 underlying)
  • Award

    Stock Option (Right to Buy)

    2013-12-20+16,66716,667 total
    Exercise: $20.63From: 2014-04-30Exp: 2020-12-20Common stock (16,667 underlying)
Footnotes (3)
  • [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the" Company").
  • [F2]The RSUs shall vest on April 30, 2014. RSUs that have become vested shall settle and convert into shares of common stock upon the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of the Company.
  • [F3]The RSUs and stock options were received as an award under the Company's Incentive Compensation Plan.

Documents

1 file
  • 4
    v363814_4.xmlPrimary

    OWNERSHIP DOCUMENT