4//SEC Filing
Ceres, Inc. 4
Accession 0001144204-13-068953
CIK 0000767884operating
Filed
Dec 23, 7:00 PM ET
Accepted
Dec 24, 3:35 PM ET
Size
38.7 KB
Accession
0001144204-13-068953
Insider Transaction Report
Form 4
Ceres, Inc.CERE
Brandys Pascal
Director
Transactions
- Disposition to Issuer
Stock Option (Right To Buy)
2006-05-17−5,000→ 0 totalExercise: $3.90Exp: 2016-05-16→ Common Stock (5,000 underlying) - Disposition to Issuer
Stock Option (Right To Buy)
2008-06-04−5,000→ 0 totalExercise: $6.75Exp: 2018-06-03→ Common Stock (5,000 underlying) - Disposition to Issuer
Stock Option (Right To Buy)
2010-06-08−5,000→ 0 totalExercise: $6.75Exp: 2020-06-07→ Common Stock (5,000 underlying) - Award
Stock Option (Right To Buy)
2007-01-11+5,000→ 5,000 totalExercise: $4.05Exp: 2016-03-07→ Common Stock (5,000 underlying) - Award
Stock Option (Right To Buy)
2011-06-23+5,000→ 5,000 totalExercise: $16.77Exp: 2016-03-07→ Common Stock (5,000 underlying) - Award
Stock Option (Right To Buy)
2012-05-03+5,833→ 5,833 totalExercise: $12.10Exp: 2016-03-07→ Common Stock (5,833 underlying) - Disposition to Issuer
Stock Option (Right To Buy)
2009-03-26−5,000→ 0 totalExercise: $6.75Exp: 2019-03-25→ Common Stock (5,000 underlying) - Disposition to Issuer
Stock Option (Right To Buy)
2012-05-03−5,833→ 0 totalExercise: $12.10Exp: 2022-05-02→ Common Stock (5,833 underlying) - Award
Stock Option (Right To Buy)
2006-05-17+5,000→ 5,000 totalExercise: $3.90Exp: 2016-03-07→ Common Stock (5,000 underlying) - Disposition to Issuer
Stock Option (Right To Buy)
2007-01-11−5,000→ 0 totalExercise: $4.05Exp: 2017-01-10→ Common Stock (5,000 underlying) - Disposition to Issuer
Stock Option (Right To Buy)
2011-06-23−5,000→ 0 totalExercise: $16.77Exp: 2021-06-22→ Common Stock (5,000 underlying) - Disposition to Issuer
Stock Option (Right To Buy)
2013-03-21−5,833→ 0 totalExercise: $3.32Exp: 2023-03-20→ Common Stock (5,833 underlying) - Award
Stock Option (Right To Buy)
2008-06-04+5,000→ 5,000 totalExercise: $6.75Exp: 2016-03-07→ Common Stock (5,000 underlying) - Award
Stock Option (Right To Buy)
2009-03-26+5,000→ 5,000 totalExercise: $6.75Exp: 2016-03-07→ Common Stock (5,000 underlying) - Award
Stock Option (Right To Buy)
2010-06-08+5,000→ 5,000 totalExercise: $6.75Exp: 2016-03-07→ Common Stock (5,000 underlying) - Award
Stock Option (Right To Buy)
2013-03-21+5,833→ 5,833 totalExercise: $3.32Exp: 2016-03-07→ Common Stock (5,833 underlying)
Footnotes (4)
- [F1]The sixteen reported transactions involved an amendment of the outstanding options, resulting in the deemed cancellation of the "old" options and the grant of a replacement options. On December 20, 2013, Mr. Brandys announced that he will not stand for reelection to the Board of Directors. The "old" option provided that the options could be exercised for a period of three months following termination of service. The Issuer has agreed to extend the exercise period of the options through March 7, 2016 in exchange for Mr. Brandys' agreement to provide advice to the Board of Directors and management as may be requested on an ad hoc basis following his termination of service.
- [F2]One hundred percent of the shares subject to the option are fully vested.
- [F3]One-fourth of the shares subject to the option vested on January 1, 2012, and one forty-eighth of the shares vest monthly thereafter.
- [F4]One hundred percent of the shares subject to the option vest and become exercisable on January 31, 2014.
Documents
Issuer
Ceres, Inc.
CIK 0000767884
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000767884
Filing Metadata
- Form type
- 4
- Filed
- Dec 23, 7:00 PM ET
- Accepted
- Dec 24, 3:35 PM ET
- Size
- 38.7 KB