|4Dec 24, 3:35 PM ET

Ceres, Inc. 4

4 · Ceres, Inc. · Filed Dec 24, 2013

Insider Transaction Report

Form 4
Period: 2013-12-20
Transactions
  • Disposition to Issuer

    Stock Option (Right To Buy)

    2006-05-175,0000 total
    Exercise: $3.90Exp: 2016-05-16Common Stock (5,000 underlying)
  • Disposition to Issuer

    Stock Option (Right To Buy)

    2008-06-045,0000 total
    Exercise: $6.75Exp: 2018-06-03Common Stock (5,000 underlying)
  • Disposition to Issuer

    Stock Option (Right To Buy)

    2010-06-085,0000 total
    Exercise: $6.75Exp: 2020-06-07Common Stock (5,000 underlying)
  • Award

    Stock Option (Right To Buy)

    2007-01-11+5,0005,000 total
    Exercise: $4.05Exp: 2016-03-07Common Stock (5,000 underlying)
  • Award

    Stock Option (Right To Buy)

    2011-06-23+5,0005,000 total
    Exercise: $16.77Exp: 2016-03-07Common Stock (5,000 underlying)
  • Award

    Stock Option (Right To Buy)

    2012-05-03+5,8335,833 total
    Exercise: $12.10Exp: 2016-03-07Common Stock (5,833 underlying)
  • Disposition to Issuer

    Stock Option (Right To Buy)

    2009-03-265,0000 total
    Exercise: $6.75Exp: 2019-03-25Common Stock (5,000 underlying)
  • Disposition to Issuer

    Stock Option (Right To Buy)

    2012-05-035,8330 total
    Exercise: $12.10Exp: 2022-05-02Common Stock (5,833 underlying)
  • Award

    Stock Option (Right To Buy)

    2006-05-17+5,0005,000 total
    Exercise: $3.90Exp: 2016-03-07Common Stock (5,000 underlying)
  • Disposition to Issuer

    Stock Option (Right To Buy)

    2007-01-115,0000 total
    Exercise: $4.05Exp: 2017-01-10Common Stock (5,000 underlying)
  • Disposition to Issuer

    Stock Option (Right To Buy)

    2011-06-235,0000 total
    Exercise: $16.77Exp: 2021-06-22Common Stock (5,000 underlying)
  • Disposition to Issuer

    Stock Option (Right To Buy)

    2013-03-215,8330 total
    Exercise: $3.32Exp: 2023-03-20Common Stock (5,833 underlying)
  • Award

    Stock Option (Right To Buy)

    2008-06-04+5,0005,000 total
    Exercise: $6.75Exp: 2016-03-07Common Stock (5,000 underlying)
  • Award

    Stock Option (Right To Buy)

    2009-03-26+5,0005,000 total
    Exercise: $6.75Exp: 2016-03-07Common Stock (5,000 underlying)
  • Award

    Stock Option (Right To Buy)

    2010-06-08+5,0005,000 total
    Exercise: $6.75Exp: 2016-03-07Common Stock (5,000 underlying)
  • Award

    Stock Option (Right To Buy)

    2013-03-21+5,8335,833 total
    Exercise: $3.32Exp: 2016-03-07Common Stock (5,833 underlying)
Footnotes (4)
  • [F1]The sixteen reported transactions involved an amendment of the outstanding options, resulting in the deemed cancellation of the "old" options and the grant of a replacement options. On December 20, 2013, Mr. Brandys announced that he will not stand for reelection to the Board of Directors. The "old" option provided that the options could be exercised for a period of three months following termination of service. The Issuer has agreed to extend the exercise period of the options through March 7, 2016 in exchange for Mr. Brandys' agreement to provide advice to the Board of Directors and management as may be requested on an ad hoc basis following his termination of service.
  • [F2]One hundred percent of the shares subject to the option are fully vested.
  • [F3]One-fourth of the shares subject to the option vested on January 1, 2012, and one forty-eighth of the shares vest monthly thereafter.
  • [F4]One hundred percent of the shares subject to the option vest and become exercisable on January 31, 2014.

Documents

1 file
  • 4
    v363863_4.xmlPrimary

    OWNERSHIP DOCUMENT