NeoStem, Inc. 4
4 · NeoStem, Inc. · Filed Jan 3, 2014
Insider Transaction Report
Form 4
VACZY CATHERINE M
VP and General Counsel
Transactions
- Award
Common Stock, $0.001 par value
2013-12-31$4.84/sh+598$2,897→ 36,085 total - Award
Stock Options (right to purchase)
2014-01-02+45,000→ 45,000 totalExercise: $7.77Exp: 2024-01-01→ Common Stock, par value $0.001 per share (45,000 underlying)
Footnotes (2)
- [F1]Shares purchased pursuant to NeoStem, Inc.'s 2012 Employee Stock Purchase Plan for the period ended December 31, 2013.
- [F2]On January 2, 2014 (the "Grant Date"), the Reporting Person was granted an option (the "Option") to purchase shares (the "Option Shares") of the Issuer's common stock, $.001 par value, subject to all of the terms and conditions of the Issuer's 2009 Amended & Restated Equity Compensation Plan. The Option vests as follows: (i) as to 25% of the Option Shares on the date of grant, (ii) as to 25% of the Option Shares on January 2, 2015, (iii) as to 25% of the Option Shares upon the achievement of a certain specified business milestone, and (iv) as to the remaining 25% of the Option Shares upon the achievement of an additional certain specified business milestone.