Home/Filings/4/0001144204-14-002444
4//SEC Filing

NORTEK INC 4

Accession 0001144204-14-002444

CIK 0001216596operating

Filed

Jan 14, 7:00 PM ET

Accepted

Jan 15, 5:14 PM ET

Size

9.2 KB

Accession

0001144204-14-002444

Insider Transaction Report

Form 4
Period: 2014-01-15
Bonham D. Andrew
Group Pres. - RES-V
Transactions
  • Award

    Common

    2014-01-13+1,6901,690 total
  • Award

    Employee Stock Option (right to buy)

    2014-01-13$75.40/sh+5,541$417,7915,541 total
    Exercise: $75.40Exp: 2024-01-13Common (5,541 underlying)
  • Award

    Common

    2014-01-13+3,3815,071 total
Footnotes (3)
  • [F1]Unvested restricted stock awarded under the 2009 Omnibus Incentive Plan for which the Reporting Person has dividend and voting rights. Any dividends held by the Company are forfeitable. Time-based restricted stock grant vests in one-fifth installments. One fifth vests on each anniversary date of the grant beginning on January 13, 2015. These shares are subject to time-based or performance-based vesting conditions and could be subject to forfeiture.
  • [F2]Performance-based unvested restricted stock awarded under the 2009 Omnibus Incentive Plan for which the Reporting Person has dividend and voting rights. Any dividends held by the Company are forfeitable. Restricted stock grant vests in one-fifth installments. One fifth vests on each anniversary date of the grant beginning on January 13, 2015 subject to the attainment of certain performance targets for each of the vesting years. These shares are subject to time-based or performance-based vesting conditions and could be subject to forfeiture.
  • [F3]The option is exercisable in five equal annual installments. 20% becomes exercisable on each anniversary of the grant date beginning on January 13, 2015.

Issuer

NORTEK INC

CIK 0001216596

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001216596

Filing Metadata

Form type
4
Filed
Jan 14, 7:00 PM ET
Accepted
Jan 15, 5:14 PM ET
Size
9.2 KB