Earnings Feed
Start Free
Home/Filings/4/0001144204-14-005348
4//SEC Filing

ASTORIA FINANCIAL CORP 4

Accession 0001144204-14-005348

CIK 0000910322operating
View on SEC.govCompany Profile

Filed

Jan 30, 7:00 PM ET

Accepted

Jan 31, 8:45 PM ET

Size

15.1 KB

Accession

0001144204-14-005348

Insider Transaction Report

Form 4
Period: 2014-01-31
ASTORIA FINANCIAL CORPAF
HAEFFNER PETER C JR
Director
Transactions
  • Other

    Common Stock

    2014-01-31$13.38/sh+3,160$42,265→ 7,660 total
  • Other

    Common Stock

    2014-01-31−3,160→ 0 total(indirect: RSA Vest)
Holdings

  • Non-Statutory Stock Option

    Exercise: $29.79From: 2006-01-17Exp: 2016-01-16→ Common Stock (6,000 underlying)
    6,000

  • Non-Statutory Stock Option

    Exercise: $29.72From: 2007-01-16Exp: 2017-01-15→ Common Stock (6,000 underlying)
    6,000

  • Common Stock

    (indirect: RSA)
    4,639

  • Common Stock

    (indirect: RSA)
    1,031

  • Series C Preferred Stock

    1,500

  • Non-Statutory Stock Option

    Exercise: $26.23From: 2005-01-18Exp: 2015-01-17→ Common Stock (6,000 underlying)
    6,000
Footnotes (5)
  • [F1]Represents award of restricted stock dated January 28, 2013 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on January 28, 2016 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
  • [F2]Represents discretionary grant on January 28, 2013 of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective January 28, 2016 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
  • [F3]Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.
  • [F4]Represents vesting of a previous award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock vested and was distributed on 1/31/2014. The transaction represents a change in the form of beneficial ownership from indirect to direct.
  • [F5]Represents value of restricted stock at time of vesting and is the value of services rendered by the Reporting Person to the Issuer.

Documents

2 files

Issuer

ASTORIA FINANCIAL CORP

CIK 0000910322

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000910322

Filing Metadata

Form type
4
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 8:45 PM ET
Size
15.1 KB
View on SEC.gov