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4//SEC Filing

ASTORIA FINANCIAL CORP 4

Accession 0001144204-14-006896

CIK 0000910322operating
View on SEC.govCompany Profile

Filed

Feb 6, 7:00 PM ET

Accepted

Feb 7, 3:38 PM ET

Size

15.2 KB

Accession

0001144204-14-006896

Insider Transaction Report

Form 4
Period: 2014-02-05
ASTORIA FINANCIAL CORPAF
HAEFFNER PETER C JR
Director
Transactions
  • Sale

    Common Stock

    2014-02-05$12.71/sh−3,160$40,164→ 4,500 total
Holdings

  • Common Stock

    (indirect: RSA)
    4,639

  • Common Stock

    (indirect: RSA)
    1,031

  • Common Stock

    (indirect: RSA)
    3,565

  • Common Stock

    (indirect: RSA)
    793

  • Series C Preferred Stock

    1,500

  • Non-Statutory Stock Option

    Exercise: $26.23From: 2005-01-18Exp: 2015-01-17→ Common Stock (6,000 underlying)
    6,000

  • Non-Statutory Stock Option

    Exercise: $29.79From: 2006-01-17Exp: 2016-01-16→ Common Stock (6,000 underlying)
    6,000

  • Non-Statutory Stock Option

    Exercise: $29.72From: 2007-01-16Exp: 2017-01-15→ Common Stock (6,000 underlying)
    6,000
Footnotes (5)
  • [F1]Represents award of restricted stock dated January 28, 2013 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on January 28, 2016 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
  • [F2]Represents discretionary grant on January 28, 2013 of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective January 28, 2016 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
  • [F3]Represents award of restricted stock dated February 3, 2014 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on February 3, 2017 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
  • [F4]Represents discretionary grant on February 3, 2014 of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective February 3, 2017 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
  • [F5]Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.

Documents

2 files

Issuer

ASTORIA FINANCIAL CORP

CIK 0000910322

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000910322

Filing Metadata

Form type
4
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 3:38 PM ET
Size
15.2 KB
View on SEC.gov