ASTORIA FINANCIAL CORP 4
4 · ASTORIA FINANCIAL CORP · Filed Feb 21, 2014
Insider Transaction Report
Form 4
HAEFFNER PETER C JR
Director
Transactions
- Other
Common Stock
2014-02-19−4,639→ 0 total(indirect: RSA Vest) - Other
Common Stock
2014-02-19−3,565→ 0 total(indirect: RSA Vest) - Other
Common Stock
2014-02-19−793→ 0 total(indirect: RSA Vest) - Other
Common Stock
2014-02-19−1,031→ 0 total(indirect: RSA Vest) - Other
Common Stock
2014-02-19$12.99/sh+10,028$130,314→ 14,528 total
Holdings
- 1,500
Series C Preferred Stock
- 6,000
Non-Statutory Stock Option
Exercise: $26.23From: 2005-01-18Exp: 2015-01-17→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $29.72From: 2007-01-16Exp: 2015-02-19→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $29.79From: 2006-01-17Exp: 2015-02-19→ Common Stock (6,000 underlying)
Footnotes (4)
- [F1]Upon Retirement, represents immediate vesting of a previous award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock vested and was distributed on 2/19/2014. The transaction represents a change in the form of beneficial ownership from indirect to direct.
- [F2]Represents Fair Market Value of restricted stock at time of vesting and is the value of services rendered by the Reporting Person to the Issuer.
- [F3]Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.
- [F4]Expiration Date changed to 2/19/2015 upon Retirement.