4//SEC Filing
ServisFirst Bancshares, Inc. 4
Accession 0001144204-14-014222
$SFBSCIK 0001430723operating
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 6:15 PM ET
Size
9.7 KB
Accession
0001144204-14-014222
Insider Transaction Report
Form 4
Pouncey Clarence C. III
Executive VP and COO
Transactions
- Conversion
Common Stock
2013-03-15+1,320→ 4,620 total(indirect: By Spouse) - Conversion
6% Preferred Securities of ServisFirst Capital Trust II
2013-03-15−33→ 0 total(indirect: By Spouse)Exp: 2013-03-15→ Common Stock (1,320 underlying)
Holdings
- 71,667
Common Stock
- 333(indirect: By Daughter)
Common Stock
Footnotes (4)
- [F1]The reporting person no longer has a reportable interest in 333 shares of ServisFirst Bancshares, Inc. common stock beneficially owned by the reporting person's adult daughter, and the reporting person will not include such shares in his future ownership reports.
- [F2]The 6% Preferred Securities automatically and mandatorily converted into shares of ServisFirst Common Stock on March 15, 2013 at a conversion price of $25 per share.
- [F3]The total number of shares beneficially owned by Mr. Pouncey's spouse has been adjusted to include an additional 300 shares of ServisFirst Common Stock, which reflects her increase in ownership in the limited liability company that holds the shares from 30% to 33% interest.
- [F4]The 6% Preferred Securities were convertible, in whole or in part, at any time prior to the earliest to occur of maturity, issuer redemption or mandatory conversion, at the option of the holder, into ServisFirst Common Stock at a conversion price of $25 per share. Any 6% Preferred Securities which remained outstanding on March 15, 2013 were automatically and mandatorily converted into shares of ServisFirst Common Stock on March 15, 2013 at a conversion price of $25 per share.
Documents
Issuer
ServisFirst Bancshares, Inc.
CIK 0001430723
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001430723
Filing Metadata
- Form type
- 4
- Filed
- Mar 6, 7:00 PM ET
- Accepted
- Mar 7, 6:15 PM ET
- Size
- 9.7 KB