Home/Filings/4/0001144204-14-016370
4//SEC Filing

Horizon Technology Finance Corp 4

Accession 0001144204-14-016370

$HRZNCIK 0001487428operating

Filed

Mar 17, 8:00 PM ET

Accepted

Mar 18, 2:29 PM ET

Size

5.7 KB

Accession

0001144204-14-016370

Insider Transaction Report

Form 4
Period: 2014-03-17
Michaud Gerald A.
DirectorPresident
Transactions
  • Purchase

    Common Stock

    2014-03-17$12.86/sh+1,900$24,42516,013 total
Holdings
  • Common Stock

    (indirect: By LLC)
    52,641
Footnotes (2)
  • [F1]The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The reported securities are owned directly by HTF-CHF Holdings LLC of which Reporting Person owns 33%.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.855 to $12.8568, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Issuer

Horizon Technology Finance Corp

CIK 0001487428

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001487428

Filing Metadata

Form type
4
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 2:29 PM ET
Size
5.7 KB