FIRST DEFIANCE FINANCIAL CORP 4
4 · FIRST DEFIANCE FINANCIAL CORP · Filed Mar 25, 2014
Insider Transaction Report
Form 4
ROHRS JAMES L
DirectorExecutive Vice President
Transactions
- Award
Restricted Stock Units
2014-03-21−4,487→ 4,487 total→ Common Shares (4,487 underlying) - Award
Common Shares
2014-03-21+564→ 52,799 total
Holdings
- 5,003(indirect: By ESOP)
Common Shares
Footnotes (4)
- [F1]Award of shares pursuant to 2013 Long-Term Incentive Award Agreement under the First Defiance Financial Corp. 2010 Equity Incentive Plan, which fully vested on January 1, 2013, subject to the certification of financial results by the Compensation Committee.
- [F2]The ending balance differs from amounts previously reported because of shares acquired under a dividend reinvestment plan and an employee stock purchase plan.
- [F3]Each restricted stock unit represents a contingent right to receive one common share.
- [F4]The restricted stock units vest on December 31, 2016, depending on achievement of performance goals. Vested shares will be settled in the first quarter of 2017.