HALLADOR ENERGY CO 4
4 · HALLADOR ENERGY CO · Filed Mar 28, 2014
Insider Transaction Report
Form 4
HARDIE STEVEN
Director10% Owner
Transactions
- Sale
Common Stock
2014-03-26$8.78/sh−6,075$53,338→ 133,889 total(indirect: By LLC) - Sale
Common Stock
2014-03-20$8.73/sh−11,000$96,030→ 13,481 total(indirect: By Trust) - Sale
Common Stock
2014-03-26$8.78/sh−3,039$26,682→ 623,233 total(indirect: By Trust)
Footnotes (4)
- [F1]The Reporting Person is a 25% beneficiary of the Robert Hardie QTIP Trust, the holder of the securities and disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- [F2]Hallador Special Holdings, LLC is a wholly owned subsidiary of Hallador, Inc.
- [F3]The Reporting Person is a spouse of Sandra Hardie, the trustee of the Sandra Hardie Trust. As such, the Reporting Person may be deemed to be the indirect beneficial owner of the securities by reason of his influence or control over the Sandra Hardie Trust's voting and disposition decisions. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- [F4]Sold pursuant to Rule 10b5-1.