4//SEC Filing
'mktg, inc.' 4
Accession 0001144204-14-043105
CIK 0000886475operating
Filed
Jul 14, 8:00 PM ET
Accepted
Jul 15, 4:01 PM ET
Size
12.1 KB
Accession
0001144204-14-043105
Insider Transaction Report
Form 4
'mktg, inc.'CMKG
PARTICELLI MARC
Director
Transactions
- Conversion
Common Stock
2014-07-13$0.47/sh+112,777$53,005→ 619,777 total - Conversion
Common Stock
2014-07-13$0.47/sh+12,530$5,889→ 632,307 total - Conversion
Series D Preferred Stock
2014-07-13−5,889→ 19,111 total(indirect: See Footnote)Exercise: $0.47→ Common Stock (12,530 underlying) - Conversion
Series D Preferred Stock
2014-07-13−53,005→ 171,995 totalExercise: $0.47→ Common Stock (112,777 underlying)
Footnotes (4)
- [F1]The Reporting Person converted 53,005 shares of Series D Preferred Stock at a conversion price of $0.47 per share, resulting in his acquisition of 112,777 shares of common stock.
- [F2]The Marc C. Particelli 2006 Family Trust (the "Family Trust") converted 5,889 shares of Series D Preferred Stock at a conversion price of $0.47 per share, resulting in its acquisition of 12,530 shares of common stock. The beneficiaries of the Family Trust are the Reporting Person's children, and the Reporting Person's spouse is a trustee of the Family Trust. The Reporting Person disclaims beneficial ownership of those shares held by the Family Trust, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F3]Includes (i) 574,977 shares owned directly by the Reporting Person; (ii) 18,300 shares owned by the Reporting Person's IRA; and (iii) 39,030 shares owned by the Family Trust.
- [F4]The Series D Preferred Stock is convertible into common stock at any time and has no expiration date.
Documents
Issuer
'mktg, inc.'
CIK 0000886475
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000886475
Filing Metadata
- Form type
- 4
- Filed
- Jul 14, 8:00 PM ET
- Accepted
- Jul 15, 4:01 PM ET
- Size
- 12.1 KB