Bacterin International Holdings, Inc. 4

4 · Bacterin International Holdings, Inc. · Filed Jul 21, 2014

Form 4

Period: 2014-06-10

Chief Operating Officer

Transactions

Disposition to Issuer
Employee Stock Option
2014-07-18−30,000→ 0 total
Exercise: $1.34Exp: 2016-10-09→ Common Stock (30,000 underlying)
Disposition to Issuer
Employee Stock Option
2014-07-18−11,712→ 0 total
Exercise: $1.50From: 2010-12-29Exp: 2018-12-29→ Common Stock (11,712 underlying)
Disposition to Issuer
Employee Stock Option
2014-07-18−100,000→ 0 total
Exercise: $1.65Exp: 2022-09-06→ Common Stock (100,000 underlying)
Sale
Common Stock
2014-06-10$0.74/sh−50,000$37,000→ 11,656 total
Disposition to Issuer
Employee Stock Option
2014-07-18−70,000→ 0 total
Exercise: $2.36Exp: 2022-03-27→ Common Stock (70,000 underlying)
Disposition to Issuer
Employee Stock Option
2014-07-18−18,287→ 0 total
Exercise: $1.50From: 2009-12-29Exp: 2018-12-29→ Common Stock (18,287 underlying)
Disposition to Issuer
Employee Stock Option
2014-07-18−15,000→ 0 total
Exercise: $1.50From: 2011-12-29Exp: 2018-12-29→ Common Stock (15,000 underlying)

Footnotes (5)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.73 to $0.76, inclusive. The reporting person undertakes to provide to Bacterin International Holdings, Inc. ("BONE"), any shareholder of BONE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F2]The option was canceled by mutual agreement of the reporting person and the issuer. The reporting person received $1.00 as consideration for the cancellation of all options listed in this Form 4.
[F3]The option provided for vesting in five equal annual installments beginning March 27, 2013.
[F4]The option provided for vesting in three equal annual installments beginning September 6, 2013.
[F5]The option provided for vesting in two equal annual installments beginning 10/9/07.

Documents

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