4//SEC Filing
Grilled Cheese Truck, Inc. 4
Accession 0001144204-14-046109
CIK 0001497647operating
Filed
Jul 30, 8:00 PM ET
Accepted
Jul 31, 4:24 PM ET
Size
16.9 KB
Accession
0001144204-14-046109
Insider Transaction Report
Form 4
GOLDSTEIN PETER
DirectorSee Remarks10% Owner
Transactions
- Other
Warrant to Purchase Common Stock
2014-05-29+36,000→ 36,000 total(indirect: By Grandview Capital Partners, Inc.)Exercise: $2.50From: 2014-06-04Exp: 2017-06-03→ Common Stock (36,000 underlying) - Other
Warrant to Purchase Common Stock
2012-07-16+600,000→ 600,000 totalExercise: $2.00From: 2012-07-16Exp: 2017-07-16→ Common Stock (600,000 underlying) - Other
Warrant to Purchase Common Stock
2013-06-24+57,500→ 57,500 total(indirect: By Grandview Capital Partners, Inc.)Exercise: $2.40From: 2013-06-24Exp: 2018-06-23→ Common Stock (57,500 underlying) - Other
Common Stock, $0.001 par value per share
2014-05-29+36,000→ 36,000 total(indirect: By Grandview Capital Partners Inc.) - Other
Warrant to Purchase Common Stock
2013-04-18+272,500→ 272,500 total(indirect: By Grandview Capital Partners, Inc.)Exercise: $2.40From: 2013-04-18Exp: 2018-04-17→ Common Stock (272,500 underlying)
Footnotes (4)
- [F1]On May29, 2014, the Reporting Person and The Grilled Cheese Truck, Inc. (the "Company") entered into a letter agreement pursuant to which the Reporting Person, on behalf of Grandview Capital Partners, Inc. ("Grandview"), agreed to convert certain debts owed by the Company to Grandview in the aggregate amount of $45,000 into units of the Company, each unit consisting of one share of common stock and a warrant to purchase one share of common stock, at a conversion rate of $1.25 per unit. The units issued by the Company to Grandview contained substantially the same terms and conditions of the Company's private placement that closed on May 29, 2014. The Reporting Person is the founder, chairman, chief executive officer and registered principal of Grandview. The shares of common stock and the warrant were issued to the Reporting Person individually.
- [F2]Trig Capital Group, LLC ("Trig"), of which the Reporting Person was one of three members, was issued a warrant (the "Trig Warrant") to purchase 1,800,000 shares of the Company's common stock as compensation for an advisory agreement between the Company and Trig Capital Group, LLC pursuant to which Trig provided the Company with foreign and domestic marketing services, management advice and support regarding operations, administrative services, and assist with business development as required by the Company. The Trig Warrant was subsequently split into three separate warrants, each to purchase 600,000 shares of the Company's common stock, and assigned to the three members.
- [F3]Grandview Capital Partners, Inc. ("Grandview") was issued this warrant by the Company as compensation for its services as placement agent for the first closing of a unit offering of the Company that closed on April 18, 2013. The Reporting Person is the founder, chairman, chief executive officer and registered principal of Grandview.
- [F4]Grandview was issued this warrant by the Company as compensation for its services as placement agent for the final closing of a unit offering of the Company that closed on June 24, 2013. The Reporting Person is the founder, chairman, chief executive officer and registered principal of Grandview Capital Partners, Inc.
Documents
Issuer
Grilled Cheese Truck, Inc.
CIK 0001497647
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0001497647
Filing Metadata
- Form type
- 4
- Filed
- Jul 30, 8:00 PM ET
- Accepted
- Jul 31, 4:24 PM ET
- Size
- 16.9 KB