SPENDSMART NETWORKS, INC. 4
4 · SPENDSMART NETWORKS, INC. · Filed Jul 31, 2014
Insider Transaction Report
Form 4
Proto Joseph
Director
Transactions
- Purchase
Common Stock
2014-07-21$1.55/sh+5,000$7,750→ 1,229,460 total - Purchase
Common Stock
2014-07-30$1.25/sh+2,229$2,786→ 1,231,689 total
Footnotes (2)
- [F1]A portion of the amounts shown, totaling 777,465 shares of common stock, represent the beneficial ownership of the shares of the issuer's common stock underlying the Series C Convertible Preferred Stock and common stock purchase warrants owned by Windham-BMP Investment I, LLC ("Windham") which may be deemed attributable to Mr. Proto because Mr. Proto is a general partner of Windham.
- [F2]The securities were acquired by the Reporting Person's spouse and are held by the Reporting Person as a tenant by the entirety.