|4Aug 25, 12:06 PM ET

Protea Biosciences Group, Inc. 4

4 · Protea Biosciences Group, Inc. · Filed Aug 25, 2014

Insider Transaction Report

Form 4
Period: 2014-08-21
ANTOLINE STEVE
Director10% Owner
Transactions
  • Purchase

    Warrant

    2014-08-21$120000.00/sh+150,000$18,000,000,0007,325,847 total
    Exercise: $0.80From: 2014-08-21Exp: 2019-08-21Common Stock (150,000 underlying)
  • Purchase

    Warrant

    2014-08-21$120000.00/sh+150,000$18,000,000,0007,325,847 total(indirect: By Summit Resources, Inc.)
    Exercise: $0.80From: 2014-08-21Exp: 2019-08-21Common Stock (150,000 underlying)
Footnotes (2)
  • [F1]Represents the shares of Common Stock of the Issuer owned of record by Summit Resources, Inc. Steve Antoline has voting and dispositive control over any securities owned of record by Summit Resources, Inc. and may be deemed to beneficially own the shares of common stock held of record by Summit Resources, Inc.
  • [F2]On August 21, 2014, the Company issued a promissory note for $150,000 to the Reporting Person and, entered into a Note and Warrant Purchase Agreement and issued a related five-year warrant to purchase 150,000 shares of the Company's common stock at $0.80 per share.

Documents

1 file
  • 4
    v387656_4.xmlPrimary

    OWNERSHIP DOCUMENT