4//SEC Filing
ONE Group Hospitality, Inc. 4
Accession 0001144204-14-055376
$STKSCIK 0001399520operating
Filed
Sep 10, 8:00 PM ET
Accepted
Sep 11, 12:12 PM ET
Size
5.8 KB
Accession
0001144204-14-055376
Insider Transaction Report
Form 4
Giannuzzi Nicholas
Director
Transactions
- Purchase
Common Stock, par value $0.0001 per share
2014-09-09$5.00/sh+2,000$10,000→ 483,956 total
Footnotes (2)
- [F1]Pursuant to the Merger Agreement, by and among Committed Capital Acquisition Corporation, CCAC Acquisition Sub, LLC, a Delaware limited liability company, The ONE Group, LLC, a Delaware limited liability company ("One Group"), and Samuel Goldfinger, as representative of the owners of One Group Membership Interests, a portion of the common shares ("Escrow Shares") issued as consideration are being held by Continental Stock Transfer & Trust Company, as escrow agent, and are subject to forfeiture during the eighteen month period following the merger to satisfy indemnification claims. This amount includes 79,849 shares owned by Mr. Giannuzzi as Escrow Shares.
- [F2]Includes an aggregate of 6,314 shares of common stock held directly by the TOG Liquidating Trust ("Liquidating Trust") which shall be issued to the Reporting Person upon the exercise of certain warrants held by him or upon the release of the Escrow Shares held by him held in the Liquidating Trust.
Documents
Issuer
ONE Group Hospitality, Inc.
CIK 0001399520
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001399520
Filing Metadata
- Form type
- 4
- Filed
- Sep 10, 8:00 PM ET
- Accepted
- Sep 11, 12:12 PM ET
- Size
- 5.8 KB