4//SEC Filing
Protea Biosciences Group, Inc. 4
Accession 0001144204-14-056690
CIK 0001335103operating
Filed
Sep 17, 8:00 PM ET
Accepted
Sep 18, 2:00 PM ET
Size
8.0 KB
Accession
0001144204-14-056690
Insider Transaction Report
Form 4
HARRIS LEONARD P
Director
Transactions
- Purchase
Warrant
2014-09-18$34909.00/sh+43,636$1,523,289,124→ 1,848,834 totalExercise: $0.80From: 2014-09-18Exp: 2019-09-18→ Common Stock (43,636 underlying) - Purchase
Convertible Note
2014-09-18$40000.00/sh+72,727$2,909,080,000→ 1,805,198 totalExercise: $0.55From: 2014-09-18Exp: 2015-09-18→ Common Stock (72,727 underlying)
Footnotes (2)
- [F1]The Company issued a covertible promissory note (the "Note") to Leonard Harris (the "Reporting Person"). The Note's principal amount is $40,000 and bears interest at a rate of 10% annually and will mature one year from the issuance date.
- [F2]Upon conversion of the Note, the Reporting Person shall also receive a warrant to purchase 43,636 shares of common stock for the principal amount of the Note plus any interest converted, exercisable at $0.80 per share for five years.
Documents
Issuer
Protea Biosciences Group, Inc.
CIK 0001335103
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001335103
Filing Metadata
- Form type
- 4
- Filed
- Sep 17, 8:00 PM ET
- Accepted
- Sep 18, 2:00 PM ET
- Size
- 8.0 KB