Home/Filings/4/0001144204-14-057875
4//SEC Filing

DGSE COMPANIES INC 4

Accession 0001144204-14-057875

$ELACIK 0000701719operating

Filed

Sep 24, 8:00 PM ET

Accepted

Sep 25, 5:09 PM ET

Size

6.8 KB

Accession

0001144204-14-057875

Insider Transaction Report

Form 4
Period: 2014-09-24
Transactions
  • Award

    Restricted Stock Units

    2014-09-24$1.41/sh+14,200$20,02214,200 total
    Common Stock (14,200 underlying)
Footnotes (4)
  • [F1]Each Restricted Stock Unit ("RSU") is convertible into one share of common stock, par value $0.01, of the Issuer (the "Common Stock") without additional payment pursuant to the terms of the Restricted Stock Unit Award Agreement, dated September 17, 2014, between the Issuer and the Reporting Person (the "RSU Award Agreement").
  • [F2]The RSUs reported hereunder will vest as to 100 percent of the RSUs on the earlier of: (i) the one year anniversary of the grant date, or (ii) the day prior to the next Annual Meeting of the Stockholders of DGSE Companies, Inc., subject to the Reporting Person's continued status as a Director through such dates.
  • [F3]Upon termination of service of the Reporting Person to the Issuer, other than by reason of death or disability, any Restricted Stock Units that have not vested will be forfeited and the award of such units shall terminate.
  • [F4]The Issuer elected to award the RSUs as consideration for services rendered to the Issuer (the "Consideration") and to encourage the continuation of such services in connection with the Reporting Person's services to the Issuer. The value of the Consideration on the date of grant was $20,022. No additional consideration was received by the Issuer as payment for the RSUs.

Issuer

DGSE COMPANIES INC

CIK 0000701719

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0000701719

Filing Metadata

Form type
4
Filed
Sep 24, 8:00 PM ET
Accepted
Sep 25, 5:09 PM ET
Size
6.8 KB